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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
451
Intercontinental Exchange
ICE
$85.4B
$238K 0.03%
+2,572
New +$239K
ITW icon
452
Illinois Tool Works
ITW
$82.4B
$238K 0.03%
1,325
+5
+0.4% +$847
AMP icon
453
Ameriprise Financial
AMP
$49.8B
$237K 0.03%
+1,421
New +$220K
GILD icon
454
Gilead Sciences
GILD
$170B
$235K 0.03%
3,611
-869
-19% -$56.6K
VTR icon
455
Ventas
VTR
$46.4B
$234K 0.02%
4,045
+817
+25% +$51.3K
MRSH
456
Marsh
MRSH
$89.4B
$232K 0.02%
+2,085
New +$218K
WEC icon
457
WEC Energy
WEC
$35.8B
$231K 0.02%
+2,512
New +$229K
XEL icon
458
Xcel Energy
XEL
$49.4B
$228K 0.02%
3,585
+86
+2% +$5.38K
FDT icon
459
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$224K 0.02%
+4,029
New +$218K
SPTS icon
460
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$223K 0.02%
+7,450
New +$223K
USHY icon
461
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$221K 0.02%
+5,379
New +$219K
IHI icon
462
iShares US Medical Devices ETF
IHI
$3.47B
$220K 0.02%
+4,986
New +$210K
SPAB icon
463
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.96B
$220K 0.02%
+7,487
New +$221K
WY icon
464
Weyerhaeuser
WY
$18B
$220K 0.02%
+7,267
New +$211K
FIBK icon
465
First Interstate BancSystem
FIBK
$3.7B
$219K 0.02%
5,219
+38
+0.7% +$1.59K
GVAL icon
466
Cambria Global Value ETF
GVAL
$599M
$219K 0.02%
9,157
-9,859
-52% -$227K
SAIL
467
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$219K 0.02%
+9,300
New +$203K
ACWX icon
468
iShares MSCI ACWI ex US ETF
ACWX
$12B
$218K 0.02%
+4,432
New +$211K
UMPQ
469
DELISTED
Umpqua Holdings Corp
UMPQ
$218K 0.02%
12,297
– –
JMIN
470
DELISTED
JPMorgan U.S. Minimum Volatility ETF
JMIN
$218K 0.02%
6,950
– –
PAYX icon
471
Paychex
PAYX
$43.1B
$217K 0.02%
2,549
-34
-1% -$2.87K
XLG icon
472
Invesco S&P 500 Top 50 ETF
XLG
$11B
$216K 0.02%
+9,260
New +$206K
CCEP icon
473
Coca-Cola Europacific Partners
CCEP
$47.3B
$215K 0.02%
4,226
– –
NNN icon
474
NNN REIT
NNN
$8.87B
$214K 0.02%
3,986
-97
-2% -$5.39K
RDS.B
475
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$213K 0.02%
3,547
-65
-2% -$3.83K
17 18
19
20 21

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.