We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMIN
451
DELISTED
JPMorgan U.S. Minimum Volatility ETF
JMIN
$210K 0.02%
6,950
– –
FIBK icon
452
First Interstate BancSystem
FIBK
$3.72B
$209K 0.02%
+5,181
New +$204K
ORCL icon
453
Oracle
ORCL
$455B
$209K 0.02%
3,802
-57
-1% -$3.15K
TMUS icon
454
T-Mobile US
TMUS
$194B
$209K 0.02%
2,651
-689
-21% -$54K
IQDF icon
455
FlexShares International Quality Dividend Index Fund
IQDF
$1.18B
$208K 0.02%
+2,576
New +$57.7K
ITW icon
456
Illinois Tool Works
ITW
$82.7B
$207K 0.02%
+1,320
New +$200K
FAAR icon
457
First Trust Alternative Absolute Return Strategy ETF
FAAR
$197M
$206K 0.02%
7,880
+238
+3% +$6.33K
SHM icon
458
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$206K 0.02%
4,213
-2,183
-34% -$107K
WELL icon
459
Welltower
WELL
$169B
$205K 0.02%
+2,255
New +$196K
IVOG icon
460
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$202K 0.02%
2,898
-864
-23% -$60.3K
UMPQ
461
DELISTED
Umpqua Holdings Corp
UMPQ
$202K 0.02%
12,297
– –
BIDU icon
462
Baidu
BIDU
$35.5B
$200K 0.02%
+1,946
New +$209K
EFF
463
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$199K 0.02%
13,078
– –
FDD icon
464
First Trust STOXX European Select Dividend Income Fund
FDD
$907M
$193K 0.02%
15,184
– –
UPWK icon
465
Upwork
UPWK
$1.04B
$184K 0.02%
13,825
+550
+4% +$8.39K
BDJ icon
466
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$164K 0.02%
17,842
– –
CSQ icon
467
Calamos Strategic Total Return Fund
CSQ
$3.39B
$162K 0.02%
12,704
– –
LUMN icon
468
Lumen
LUMN
$6.42B
$154K 0.02%
+12,358
New +$147K
JPS
469
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$154K 0.02%
15,640
+19
+0.1% +$185
ACB
470
Aurora Cannabis
ACB
$239M
$151K 0.02%
287
-5
-2% -$3.7K
ET icon
471
Energy Transfer Partners
ET
$72.7B
$141K 0.02%
10,823
-576
-5% -$8.03K
MCN
472
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$125K 0.01%
19,500
– –
DCOY
473
Decoy Therapeutics
DCOY
$1.95M
$119K 0.01%
+1
New +$341K
SIRI icon
474
SiriusXM
SIRI
$9.7B
$92K 0.01%
1,458
+10
+0.7% +$615
ERIC icon
475
Ericsson
ERIC
$33.8B
$87K 0.01%
10,970
+896
+9% +$7.64K
17 18
19
20 21

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.