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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$863M
AUM Growth
+$58.6M
Cap. Flow
+$33.6M
Cap. Flow %
3.9%
Top 10 Hldgs %
23.61%
Holding
493
New
36
Increased
214
Reduced
190
Closed
26

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.9M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.37M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.44M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.15M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$16.5M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$6.14M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.12M
4
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$3.31M
5
GMOM icon
Cambria Global Momentum ETF
GMOM
+$3.3M

Sector Composition

Rank Sector Weight
1 Technology 5.84%
2 Consumer Discretionary 3.67%
3 Industrials 2.48%
4 Communication Services 2.46%
5 Financials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMIN
451
DELISTED
JPMorgan U.S. Minimum Volatility ETF
JMIN
$202K 0.02%
+6,950
New +$197K
EFF
452
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$196K 0.02%
13,078
– –
BRSP
453
BrightSpire Capital
BRSP
$628M
$195K 0.02%
12,564
-2,661
-17% -$41.6K
FDD icon
454
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$190K 0.02%
15,184
– –
CSQ icon
455
Calamos Strategic Total Return Fund
CSQ
$3.37B
$162K 0.02%
12,704
-30,105
-70% -$378K
ET icon
456
Energy Transfer Partners
ET
$71.9B
$160K 0.02%
11,399
+11
+0.1% +$163
BDJ icon
457
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$158K 0.02%
17,842
– –
JPS
458
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$148K 0.02%
15,621
-4,027
-20% -$37.4K
MCN
459
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$129K 0.02%
19,500
+1,251
+7% +$8.31K
FPI
460
Farmland Partners
FPI
$426M
$107K 0.01%
12,100
-3,400
-22% -$22K
ERIC icon
461
Ericsson
ERIC
$33.5B
$96K 0.01%
+10,074
New +$97.6K
SIRI icon
462
SiriusXM
SIRI
$9.46B
$81K 0.01%
1,448
– –
AKS
463
DELISTED
AK Steel Holding Corp
AKS
$80K 0.01%
33,725
+19,300
+134% +$44.9K
MMT
464
Aberdeen Multi-Market Income Fund
MMT
$244M
$74K 0.01%
12,762
-2,461
-16% -$14K
HL icon
465
Hecla Mining
HL
$11.9B
$30K ﹤0.01%
16,693
+5,005
+43% +$9.16K
MNKD icon
466
MannKind Corp
MNKD
$1.18B
$23K ﹤0.01%
19,600
– –
VTGN icon
467
VistaGen Therapeutics
VTGN
$11.6M
$17K ﹤0.01%
770
– –
BAX icon
468
Baxter International
BAX
$14B
– –
-3,105
Closed -$252K
BIDU icon
469
Baidu
BIDU
$35.4B
– –
-1,280
Closed -$211K
CLX icon
470
Clorox
CLX
$12.7B
– –
-1,712
Closed -$275K
DD icon
471
DuPont de Nemours
DD
$19.4B
– –
-2,260
Closed -$305K
EFA icon
472
iShares MSCI EAFE ETF
EFA
$80.4B
– –
-19,288
Closed -$1.26M
EMHY icon
473
iShares JPMorgan EM High Yield Bond ETF
EMHY
$639M
– –
-6,828
Closed -$319K
IHF icon
474
iShares US Healthcare Providers ETF
IHF
$1.26B
– –
-28,040
Closed -$942K
ITB icon
475
iShares US Home Construction ETF
ITB
$2.37B
– –
-54,849
Closed -$1.93M
16 17 18
19
20

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Financial Advocates Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, Financial Advocates Investment Management held 493 positions worth $863M, up 7.3% from $804M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management deployed $33.6M of net new capital in Q2 2019, opening 36 new positions and adding to 214 existing holdings. Its largest new stake was Schwab US REIT ETF: 129,620 shares worth $2.88M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Value Factor ETF, an estimated $16.5M trimmed.

  • Financial Advocates Investment Management's largest Q2 2019 buy was Schwab US REIT ETF: 129,620 shares worth $2.88M.
  • Financial Advocates Investment Management added most to Vanguard Morningstar Total Stock Market ETF in Q2 2019, an estimated $16.9M increase.
  • Financial Advocates Investment Management's biggest Q2 2019 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $16.5M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Mega Cap Growth ETF in Q2 2019, selling an estimated $6.14M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $863M portfolio in Q2 2019.
  • Financial Advocates Investment Management opened 36 new positions and closed 26 in Q2 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.3% quarter-over-quarter to $863M.

Based on Financial Advocates Investment Management's 13F filing for Q2 2019, filed 8 Aug 2019.