We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
426
Uber
UBER
$153B
$261K 0.03%
8,795
-589
-6% -$17.5K
LVUS
427
DELISTED
Hartford Multifactor Low Volatility US Equity ETF
LVUS
$259K 0.03%
8,136
– –
KMI icon
428
Kinder Morgan
KMI
$70.6B
$255K 0.03%
12,030
-271
-2% -$5.49K
STZ icon
429
Constellation Brands
STZ
$23.2B
$254K 0.03%
1,335
+1
+0.1% +$189
TFC icon
430
Truist Financial
TFC
$64.8B
$254K 0.03%
+4,512
New +$244K
CPRT icon
431
Copart
CPRT
$27B
$253K 0.03%
11,108
– –
GSSC icon
432
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.11B
$253K 0.03%
5,356
– –
MCHI icon
433
iShares MSCI China ETF
MCHI
$6.16B
$253K 0.03%
+3,944
New +$236K
ED icon
434
Consolidated Edison
ED
$40B
$251K 0.03%
2,775
-22
-0.8% -$1.97K
EMQQ icon
435
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$268M
$251K 0.03%
7,117
+52
+0.7% +$1.73K
LIN icon
436
Linde
LIN
$221B
$251K 0.03%
+1,178
New +$237K
RSPH icon
437
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$251K 0.03%
+11,340
New +$237K
EWJ icon
438
iShares MSCI Japan ETF
EWJ
$23.3B
$249K 0.03%
+4,217
New +$249K
HYD icon
439
VanEck High Yield Muni ETF
HYD
$4.41B
$249K 0.03%
3,884
+38
+1% +$2.44K
IVOG icon
440
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$247K 0.03%
3,366
+468
+16% +$33.4K
WFC.PRL icon
441
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$247K 0.03%
170
– –
EWL icon
442
iShares MSCI Switzerland ETF
EWL
$2.23B
$246K 0.03%
6,046
-339
-5% -$13.1K
NUV icon
443
Nuveen Municipal Value Fund
NUV
$1.9B
$245K 0.03%
22,910
– –
SDOG icon
444
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$245K 0.03%
5,237
+42
+0.8% +$1.9K
FDX icon
445
FedEx
FDX
$78.6B
$243K 0.03%
1,609
-868
-35% -$134K
IWB icon
446
iShares Russell 1000 ETF
IWB
$50.5B
$243K 0.03%
1,362
-360
-21% -$61.4K
FEMB icon
447
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$367M
$242K 0.03%
6,205
– –
RNDM
448
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$240K 0.03%
4,586
-382
-8% -$19.5K
WM icon
449
Waste Management
WM
$90.4B
$239K 0.03%
2,098
– –
GWPH
450
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$239K 0.03%
+2,282
New +$256K
16 17
18
19 20

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.