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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBCI icon
426
Glacier Bancorp
GBCI
$6.45B
$239K 0.03%
5,905
– –
BKNG icon
427
Booking.com
BKNG
$159B
$236K 0.03%
3,000
– –
FEMB icon
428
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$367M
$236K 0.03%
6,205
+696
+13% +$26.9K
VTR icon
429
Ventas
VTR
$46.3B
$236K 0.03%
3,228
-48
-1% -$3.41K
IBMK
430
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$236K 0.03%
9,025
– –
GSSC icon
431
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.11B
$235K 0.03%
5,356
-4,744
-47% -$208K
CCEP icon
432
Coca-Cola Europacific Partners
CCEP
$47.4B
$234K 0.03%
4,226
– –
XT icon
433
iShares Future Exponential Technologies ETF
XT
$4.01B
$233K 0.03%
+6,032
New +$232K
IBMI
434
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$232K 0.03%
9,078
+150
+2% +$3.83K
NNN icon
435
NNN REIT
NNN
$8.85B
$231K 0.03%
+4,083
New +$222K
FXD icon
436
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
$229K 0.03%
5,451
– –
XLRE icon
437
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
$229K 0.03%
+1,005
New +$38.6K
SDOG icon
438
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$228K 0.03%
5,195
+41
+0.8% +$1.77K
SCHP icon
439
Schwab US TIPS ETF
SCHP
$16.2B
$227K 0.03%
8,006
-856
-10% -$24.3K
XEL icon
440
Xcel Energy
XEL
$49.4B
$227K 0.03%
3,499
+40
+1% +$2.49K
ARKW icon
441
ARK Web x.0 ETF
ARKW
$1.8B
$224K 0.03%
4,595
-5,455
-54% -$279K
CPRT icon
442
Copart
CPRT
$26.7B
$223K 0.03%
11,108
-2,000
-15% -$38.8K
EMQQ icon
443
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$267M
$220K 0.03%
7,065
+205
+3% +$6.56K
FTXO icon
444
First Trust Nasdaq Bank ETF
FTXO
$320M
$220K 0.03%
+8,603
New +$216K
NKTR icon
445
Nektar Therapeutics
NKTR
$2.6B
$217K 0.02%
+794
New +$291K
SWAV
446
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$217K 0.02%
+7,260
New +$308K
RDS.B
447
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$217K 0.02%
3,612
-2,646
-42% -$158K
PAYX icon
448
Paychex
PAYX
$43B
$214K 0.02%
2,583
+3
+0.1% +$249
YUM icon
449
Yum! Brands
YUM
$41.7B
$212K 0.02%
1,869
-79
-4% -$9.03K
POR icon
450
Portland General Electric
POR
$5.92B
$210K 0.02%
3,724
– –
16 17
18
19 20

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.