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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
401
Valero Energy
VLO
$96.5B
$287K 0.03%
3,065
-1,386
-31% -$131K
ESGU icon
402
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$286K 0.03%
4,011
-1,440
-26% -$98K
TJX icon
403
TJX Companies
TJX
$168B
$286K 0.03%
+4,688
New +$277K
AMAT icon
404
Applied Materials
AMAT
$441B
$285K 0.03%
+4,676
New +$263K
ES icon
405
Eversource Energy
ES
$27.1B
$285K 0.03%
3,348
+26
+0.8% +$2.16K
DHR icon
406
Danaher
DHR
$143B
$283K 0.03%
+2,080
New +$263K
SLYG icon
407
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$283K 0.03%
+4,381
New +$270K
PID icon
408
Invesco International Dividend Achievers ETF
PID
$911M
$282K 0.03%
16,542
+152
+0.9% +$2.49K
SOR
409
Source Capital
SOR
$381M
$282K 0.03%
7,287
-590
-7% -$22.2K
IWR icon
410
iShares Russell Mid-Cap ETF
IWR
$58B
$281K 0.03%
4,708
-115
-2% -$6.6K
RDS.A
411
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$281K 0.03%
4,768
+59
+1% +$3.44K
ZM icon
412
Zoom
ZM
$31B
$280K 0.03%
+4,116
New +$283K
OGE icon
413
OGE Energy
OGE
$9.7B
$277K 0.03%
6,221
– –
SCHP icon
414
Schwab US TIPS ETF
SCHP
$16.2B
$277K 0.03%
9,796
+1,790
+22% +$50.7K
FXD icon
415
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
$274K 0.03%
6,048
+597
+11% +$26K
EVT icon
416
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.19B
$273K 0.03%
10,703
– –
ICPT
417
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$273K 0.03%
+2,200
New +$197K
GBCI icon
418
Glacier Bancorp
GBCI
$6.47B
$272K 0.03%
5,905
– –
ARKW icon
419
ARK Web x.0 ETF
ARKW
$1.8B
$265K 0.03%
4,595
– –
FXL icon
420
First Trust Technology AlphaDEX Fund
FXL
$2.87B
$265K 0.03%
3,645
-27,878
-88% -$1.91M
AOA icon
421
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
$264K 0.03%
4,559
+204
+5% +$11.5K
IYR icon
422
iShares US Real Estate ETF
IYR
$4.57B
$264K 0.03%
2,839
+123
+5% +$11.4K
GSY icon
423
Invesco Ultra Short Duration ETF
GSY
$3.88B
$263K 0.03%
5,228
-10,960
-68% -$553K
VNLA icon
424
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$263K 0.03%
5,300
-170
-3% -$8.47K
IMCV icon
425
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
$262K 0.03%
4,653
-6,153
-57% -$335K
15 16
17
18 19

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.