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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
401
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$268K 0.03%
5,108
+15
+0.3% +$795
LRCX icon
402
Lam Research
LRCX
$420B
$266K 0.03%
11,500
-20
-0.2% -$420
ED icon
403
Consolidated Edison
ED
$40.1B
$264K 0.03%
2,797
+50
+2% +$4.44K
EVT icon
404
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.2B
$263K 0.03%
10,703
+1,453
+16% +$35.1K
PID icon
405
Invesco International Dividend Achievers ETF
PID
$914M
$263K 0.03%
16,390
-31
-0.2% -$494
UBER icon
406
Uber
UBER
$153B
$262K 0.03%
9,384
+1,697
+22% +$63.9K
IBMJ
407
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$261K 0.03%
10,111
+1
+0% +$26
WFC.PRL icon
408
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$259K 0.03%
170
– –
IYR icon
409
iShares US Real Estate ETF
IYR
$4.58B
$254K 0.03%
2,716
+5
+0.2% +$455
KMI icon
410
Kinder Morgan
KMI
$71.1B
$254K 0.03%
12,301
-957
-7% -$19.6K
FMHI icon
411
First Trust Municipal High Income ETF
FMHI
$1.01B
$251K 0.03%
+4,706
New +$249K
LVUS
412
DELISTED
Hartford Multifactor Low Volatility US Equity ETF
LVUS
$251K 0.03%
8,136
– –
IGSB icon
413
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$250K 0.03%
4,645
-721
-13% -$38.6K
SHYG icon
414
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$249K 0.03%
5,366
-310
-5% -$14.4K
HYD icon
415
VanEck High Yield Muni ETF
HYD
$4.41B
$248K 0.03%
3,846
-41
-1% -$2.63K
RNDM
416
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$248K 0.03%
4,968
-1,055
-18% -$52.6K
CCMP
417
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$247K 0.03%
+1,749
New +$216K
PI icon
418
Impinj
PI
$5.43B
$246K 0.03%
7,980
-100
-1% -$3.49K
ITB icon
419
iShares US Home Construction ETF
ITB
$2.38B
$242K 0.03%
+5,597
New +$224K
BLK icon
420
Blackrock
BLK
$183B
$241K 0.03%
541
+11
+2% +$4.9K
EWL icon
421
iShares MSCI Switzerland ETF
EWL
$2.23B
$241K 0.03%
6,385
-1,822
-22% -$68K
WM icon
422
Waste Management
WM
$90.6B
$241K 0.03%
2,098
+185
+10% +$21.6K
NUV icon
423
Nuveen Municipal Value Fund
NUV
$1.9B
$240K 0.03%
22,910
– –
ZUO
424
DELISTED
Zuora, Inc.
ZUO
$240K 0.03%
15,975
– –
AOA icon
425
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$239K 0.03%
4,355
+283
+7% +$15.4K
15 16
17
18 19

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.