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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEP icon
376
Icahn Enterprises
IEP
$5.37B
$345K 0.04%
5,606
-1,100
-16% -$71.2K
BRK.A icon
377
Berkshire Hathaway Class A
BRK.A
$1.09T
$340K 0.04%
1
– –
LRCX icon
378
Lam Research
LRCX
$425B
$339K 0.04%
11,600
+100
+0.9% +$2.66K
IXUS icon
379
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$336K 0.04%
+5,432
New +$326K
VFH icon
380
Vanguard Financials ETF
VFH
$13.9B
$336K 0.04%
4,199
-212
-5% -$15.5K
GAA icon
381
Cambria Global Asset Allocation ETF
GAA
$74M
$334K 0.04%
12,101
-942
-7% -$25.8K
ITB icon
382
iShares US Home Construction ETF
ITB
$2.37B
$332K 0.04%
7,466
+1,869
+33% +$83.4K
FHLC icon
383
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$328K 0.03%
6,596
+1
+0% +$46
EEMV icon
384
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$323K 0.03%
5,492
+544
+11% +$31.6K
EMLP icon
385
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$323K 0.03%
12,689
+564
+5% +$14K
PM icon
386
Philip Morris
PM
$296B
$322K 0.03%
3,784
+35
+0.9% +$2.88K
PPA icon
387
Invesco Aerospace & Defense ETF
PPA
$8.63B
$320K 0.03%
4,690
+619
+15% +$42.1K
IGR
388
CBRE Global Real Estate Income Fund
IGR
$710M
$314K 0.03%
39,213
+4,767
+14% +$37.8K
ILMN icon
389
Illumina
ILMN
$28.8B
$309K 0.03%
957
-103
-10% -$31.2K
AIVL icon
390
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$306K 0.03%
3,308
+46
+1% +$4.1K
SHM icon
391
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$303K 0.03%
6,168
+1,955
+46% +$95.9K
FITB
392
Fifth Third Bancorp
FITB
$52.6B
$302K 0.03%
+9,829
New +$288K
C icon
393
Citigroup
C
$232B
$301K 0.03%
3,773
-512
-12% -$37.8K
MS icon
394
Morgan Stanley
MS
$344B
$298K 0.03%
+5,831
New +$276K
BOND icon
395
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$296K 0.03%
2,748
-1,118
-29% -$121K
ROK icon
396
Rockwell Automation
ROK
$49.5B
$293K 0.03%
+1,447
New +$268K
SGOL icon
397
abrdn Physical Gold Shares ETF
SGOL
$7.43B
$293K 0.03%
20,094
-2,196
-10% -$31.4K
DUK icon
398
Duke Energy
DUK
$96.7B
$292K 0.03%
3,201
-1,385
-30% -$127K
PCG icon
399
PG&E
PCG
$38.5B
$290K 0.03%
+26,654
New +$228K
RQI icon
400
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$288K 0.03%
19,378
– –
14 15
16
17 18

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KAH
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.