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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
376
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$306K 0.03%
3,866
+1,488
+63% +$161K
IEP icon
377
Icahn Enterprises
IEP
$5.38B
$306K 0.03%
6,706
+1,200
+22% +$85.3K
MDT icon
378
Medtronic
MDT
$117B
$303K 0.03%
2,787
-47
-2% -$4.9K
DEO icon
379
Diageo
DEO
$52.7B
$301K 0.03%
1,840
+39
+2% +$6.53K
C icon
380
Citigroup
C
$231B
$296K 0.03%
4,285
-629
-13% -$42.8K
PDP icon
381
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$294K 0.03%
+4,830
New +$298K
EDIT icon
382
Editas Medicine
EDIT
$442M
$291K 0.03%
12,790
-696
-5% -$17.2K
SOR
383
Source Capital
SOR
$381M
$288K 0.03%
7,877
-100
-1% -$3.63K
CELG
384
DELISTED
Celgene Corp
CELG
$288K 0.03%
+2,907
New +$276K
FHLC icon
385
Fidelity MSCI Health Care Index ETF
FHLC
$3.43B
$286K 0.03%
6,595
– –
AIVL icon
386
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$285K 0.03%
3,262
-753
-19% -$64.5K
ES icon
387
Eversource Energy
ES
$27.1B
$284K 0.03%
3,322
-374
-10% -$29.7K
GILD icon
388
Gilead Sciences
GILD
$170B
$284K 0.03%
4,480
-471
-10% -$30.8K
PM icon
389
Philip Morris
PM
$296B
$284K 0.03%
3,749
+158
+4% +$12.5K
IWB icon
390
iShares Russell 1000 ETF
IWB
$50.3B
$283K 0.03%
1,722
-4,105
-70% -$674K
EEMV icon
391
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$282K 0.03%
4,948
-163
-3% -$9.37K
OGE icon
392
OGE Energy
OGE
$9.71B
$282K 0.03%
6,221
– –
RDS.A
393
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$277K 0.03%
4,709
-709
-13% -$42.1K
STZ icon
394
Constellation Brands
STZ
$23.2B
$276K 0.03%
1,334
+58
+5% +$11.6K
PPA icon
395
Invesco Aerospace & Defense ETF
PPA
$8.65B
$275K 0.03%
4,071
-57
-1% -$3.8K
AMD icon
396
Advanced Micro Devices
AMD
$802B
$274K 0.03%
9,478
+1,901
+25% +$59.6K
VNLA icon
397
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$274K 0.03%
5,470
-23,683
-81% -$1.18M
IGR
398
CBRE Global Real Estate Income Fund
IGR
$712M
$273K 0.03%
34,446
+2,724
+9% +$20.8K
PSA icon
399
Public Storage
PSA
$61B
$272K 0.03%
1,111
+5
+0.5% +$1.25K
IWR icon
400
iShares Russell Mid-Cap ETF
IWR
$58B
$270K 0.03%
4,823
+53
+1% +$2.96K
14 15
16
17 18

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.