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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
351
Sempra
SRE
$56.3B
$409K 0.04%
5,404
+204
+4% +$15K
FNDE icon
352
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.96B
$408K 0.04%
13,662
+137
+1% +$3.94K
EOD
353
Allspring Global Dividend Opportunity Fund
EOD
$289M
$406K 0.04%
71,770
-24,758
-26% -$136K
LULU icon
354
lululemon athletica
LULU
$13.6B
$405K 0.04%
+1,747
New +$372K
HEFA icon
355
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.82B
$402K 0.04%
13,181
-1,017
-7% -$31K
VONG icon
356
Vanguard Russell 1000 Growth ETF
VONG
$46.3B
$402K 0.04%
8,888
-392
-4% -$16.8K
JD icon
357
JD.com
JD
$39.5B
$395K 0.04%
11,194
-1,050
-9% -$33.9K
EIX icon
358
Edison International
EIX
$26.9B
$393K 0.04%
5,212
+39
+0.8% +$2.76K
FDL icon
359
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.95B
$391K 0.04%
12,008
+586
+5% +$18.6K
GRMN
360
Garmin
GRMN
$60.4B
$391K 0.04%
4,010
– –
TWLO icon
361
Twilio
TWLO
$38.6B
$391K 0.04%
3,975
+15
+0.4% +$1.53K
WABC icon
362
Westamerica Bancorp
WABC
$1.38B
$385K 0.04%
5,680
– –
IDV icon
363
iShares International Select Dividend ETF
IDV
$8.53B
$384K 0.04%
11,451
-3,098
-21% -$99.5K
PINS icon
364
Pinterest
PINS
$13.1B
$380K 0.04%
20,390
+1,750
+9% +$37.8K
VLUE icon
365
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$373K 0.04%
4,156
-17
-0.4% -$1.46K
SBAC icon
366
SBA Communications
SBAC
$19.8B
$369K 0.04%
1,533
+57
+4% +$13.5K
IWV icon
367
iShares Russell 3000 ETF
IWV
$20.5B
$368K 0.04%
1,951
-26
-1% -$4.69K
EDIT icon
368
Editas Medicine
EDIT
$435M
$367K 0.04%
12,405
-385
-3% -$9.62K
DAL icon
369
Delta Air Lines
DAL
$60.3B
$364K 0.04%
6,222
+47
+0.8% +$2.64K
RWK icon
370
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$354K 0.04%
5,456
-285
-5% -$17.7K
SPIB icon
371
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$354K 0.04%
+10,010
New +$353K
XT icon
372
iShares Future Exponential Technologies ETF
XT
$4.01B
$347K 0.04%
8,115
+2,083
+35% +$84.8K
ENB icon
373
Enbridge
ENB
$112B
$346K 0.04%
8,694
-110
-1% -$4.11K
SWAV
374
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$346K 0.04%
7,880
+620
+9% +$22.9K
ACWV icon
375
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$345K 0.04%
3,598
-3,788
-51% -$361K
13 14
15
16 17

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.