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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
351
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$356K 0.04%
+5,451
New +$354K
SBAC icon
352
SBA Communications
SBAC
$19.7B
$356K 0.04%
1,476
+111
+8% +$27.5K
FDL icon
353
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.95B
$355K 0.04%
11,422
+395
+4% +$12.1K
UNH icon
354
UnitedHealth
UNH
$361B
$353K 0.04%
1,851
+288
+18% +$69.5K
WABC icon
355
Westamerica Bancorp
WABC
$1.38B
$353K 0.04%
5,680
+1
+0% +$62
GAA icon
356
Cambria Global Asset Allocation ETF
GAA
$74M
$352K 0.04%
13,043
-710
-5% -$19.2K
JD icon
357
JD.com
JD
$39.3B
$346K 0.04%
12,244
+37
+0.3% +$1.12K
IWV icon
358
iShares Russell 3000 ETF
IWV
$20.5B
$343K 0.04%
1,977
– –
QCOM icon
359
Qualcomm
QCOM
$172B
$343K 0.04%
+4,502
New +$339K
RWK icon
360
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$342K 0.04%
5,741
-53
-0.9% -$3.11K
VLUE icon
361
iShares MSCI USA Value Factor ETF
VLUE
$9.69B
$342K 0.04%
4,173
-6,768
-62% -$549K
VONV icon
362
Vanguard Russell 1000 Value ETF
VONV
$22B
$340K 0.04%
+6,046
New +$337K
GRMN
363
Garmin
GRMN
$60.4B
$339K 0.04%
4,010
-4
-0.1% -$323
GH icon
364
Guardant Health
GH
$21.6B
$336K 0.04%
5,270
+210
+4% +$18.5K
VFH icon
365
Vanguard Financials ETF
VFH
$13.9B
$325K 0.04%
4,411
-1,969
-31% -$136K
ACN icon
366
Accenture
ACN
$109B
$324K 0.04%
+1,687
New +$326K
FDX icon
367
FedEx
FDX
$78.6B
$320K 0.04%
2,477
+684
+38% +$110K
SGOL icon
368
abrdn Physical Gold Shares ETF
SGOL
$7.45B
$316K 0.04%
22,290
– –
ILMN icon
369
Illumina
ILMN
$28.8B
$314K 0.04%
1,060
+432
+69% +$127K
BRK.A icon
370
Berkshire Hathaway Class A
BRK.A
$1.09T
$312K 0.04%
1
– –
LOW icon
371
Lowe's Companies
LOW
$121B
$312K 0.04%
2,840
-17
-0.6% -$1.79K
QCOM icon
372
PUT
Qualcomm
QCOM
$172B
$312K 0.04%
+150
New +$11.3K
EMLP icon
373
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$310K 0.04%
12,125
-4,541
-27% -$115K
ENB icon
374
Enbridge
ENB
$112B
$309K 0.04%
8,804
-904
-9% -$31.3K
RQI icon
375
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$307K 0.04%
19,378
– –
13 14
15
16 17

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.