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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDVY icon
326
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$464K 0.05%
+21,430
New +$452K
VCLT icon
327
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$464K 0.05%
4,586
+12
+0.3% +$1.21K
XLI icon
328
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$464K 0.05%
5,698
+759
+15% +$60.6K
GH icon
329
Guardant Health
GH
$21.6B
$456K 0.05%
5,840
+570
+11% +$41.1K
PZZA icon
330
Papa John's
PZZA
$813M
$454K 0.05%
7,189
+16
+0.2% +$947
F icon
331
Ford
F
$55.3B
$450K 0.05%
48,446
-2,827
-6% -$25.4K
IWD icon
332
iShares Russell 1000 Value ETF
IWD
$84.1B
$450K 0.05%
3,295
+3
+0.1% +$395
FMHI icon
333
First Trust Municipal High Income ETF
FMHI
$1.01B
$447K 0.05%
8,378
+3,672
+78% +$195K
GIS icon
334
General Mills
GIS
$20.6B
$445K 0.05%
8,321
-617
-7% -$32.5K
ALK icon
335
Alaska Air
ALK
$5.39B
$443K 0.05%
6,538
-422
-6% -$28.8K
RTN
336
DELISTED
Raytheon Company
RTN
$443K 0.05%
2,012
+181
+10% +$38.3K
MMM icon
337
3M
MMM
$93.7B
$436K 0.05%
2,959
-9,479
-76% -$1.33M
SYK icon
338
Stryker
SYK
$131B
$434K 0.05%
2,067
+1
+0% +$208
VMO icon
339
Invesco Municipal Opportunity Trust
VMO
$665M
$434K 0.05%
35,180
– –
DWPP
340
DELISTED
First Trust Dorsey Wright People's Portfolio ETF
DWPP
$434K 0.05%
12,969
-581
-4% -$18.6K
OEF icon
341
iShares S&P 100 ETF
OEF
$20.5B
$433K 0.05%
3,004
-437
-13% -$60K
PCAR icon
342
PACCAR
PCAR
$68.7B
$428K 0.05%
8,112
– –
AEP icon
343
American Electric Power
AEP
$68.2B
$426K 0.05%
4,509
-637
-12% -$58.8K
DE icon
344
Deere & Co
DE
$166B
$426K 0.05%
2,460
+341
+16% +$58.7K
FTXO icon
345
First Trust Nasdaq Bank ETF
FTXO
$321M
$426K 0.05%
15,117
+6,514
+76% +$175K
PWS icon
346
Pacer WealthShield ETF
PWS
$25.1M
$425K 0.05%
17,680
-3,304
-16% -$76.9K
O icon
347
Realty Income
O
$59.8B
$419K 0.04%
5,864
+983
+20% +$73.2K
UA icon
348
Under Armour Class C
UA
$2.26B
$415K 0.04%
21,622
-635
-3% -$11.2K
CMF icon
349
iShares California Muni Bond ETF
CMF
$4.63B
$414K 0.04%
6,758
+329
+5% +$20.1K
VONV icon
350
Vanguard Russell 1000 Value ETF
VONV
$22B
$413K 0.04%
6,892
+846
+14% +$48.9K
12 13
14
15 16

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.