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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGPT icon
326
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$415K 0.05%
13,386
+435
+3% +$14.2K
IWN icon
327
iShares Russell 2000 Value ETF
IWN
$14.7B
$415K 0.05%
3,469
-168
-5% -$19.8K
MU icon
328
Micron Technology
MU
$1.1T
$409K 0.05%
9,547
-675
-7% -$30.5K
UA icon
329
Under Armour Class C
UA
$2.24B
$404K 0.05%
22,257
– –
FPX icon
330
First Trust US Equity Opportunities ETF
FPX
$1.55B
$403K 0.05%
+5,316
New +$418K
XLNX
331
DELISTED
Xilinx Inc
XLNX
$397K 0.05%
4,134
+1,145
+38% +$125K
CMF icon
332
iShares California Muni Bond ETF
CMF
$4.63B
$394K 0.05%
6,429
+161
+3% +$9.86K
EIX icon
333
Edison International
EIX
$27.2B
$390K 0.04%
5,173
-134
-3% -$9.64K
BX icon
334
Blackstone
BX
$110B
$388K 0.04%
7,935
-6,036
-43% -$294K
VLO icon
335
Valero Energy
VLO
$96.7B
$386K 0.04%
+4,451
New +$360K
SRE icon
336
Sempra
SRE
$56.5B
$383K 0.04%
5,200
– –
VONG icon
337
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$381K 0.04%
9,280
+3,740
+68% +$154K
PCAR icon
338
PACCAR
PCAR
$68.2B
$379K 0.04%
8,112
-8
-0.1% -$365
XLI icon
339
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$378K 0.04%
4,939
+261
+6% +$20K
MLPX icon
340
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$375K 0.04%
10,168
+1,011
+11% +$37.6K
PZZA icon
341
Papa John's
PZZA
$813M
$375K 0.04%
+7,173
New +$338K
TXN icon
342
Texas Instruments
TXN
$253B
$375K 0.04%
2,901
+10
+0.3% +$1.23K
IJK icon
343
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$371K 0.04%
6,628
+528
+9% +$29.7K
FNDE icon
344
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$370K 0.04%
13,525
+411
+3% +$11.4K
IWS icon
345
iShares Russell Mid-Cap Value ETF
IWS
$16B
$363K 0.04%
4,045
-1,358
-25% -$120K
O icon
346
Realty Income
O
$59.8B
$363K 0.04%
4,881
-668
-12% -$46.8K
RTN
347
DELISTED
Raytheon Company
RTN
$359K 0.04%
1,831
+53
+3% +$9.82K
DE icon
348
Deere & Co
DE
$165B
$357K 0.04%
2,119
+1
+0% +$160
ISMD icon
349
Inspire Small/Mid Cap Impact ETF
ISMD
$345M
$357K 0.04%
+13,554
New +$354K
DAL icon
350
Delta Air Lines
DAL
$60.2B
$356K 0.04%
6,175
-833
-12% -$49.3K
12 13
14
15 16

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.