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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$863M
AUM Growth
+$58.6M
Cap. Flow
+$33.6M
Cap. Flow %
3.9%
Top 10 Hldgs %
23.61%
Holding
493
New
36
Increased
214
Reduced
190
Closed
26

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.9M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.37M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.44M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.15M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$16.5M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$6.14M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.12M
4
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$3.31M
5
GMOM icon
Cambria Global Momentum ETF
GMOM
+$3.3M

Sector Composition

Rank Sector Weight
1 Technology 5.84%
2 Consumer Discretionary 3.67%
3 Industrials 2.48%
4 Communication Services 2.46%
5 Financials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
326
Invesco Municipal Opportunity Trust
VMO
$665M
$408K 0.05%
33,200
-5,000
-13% -$60.1K
AEP icon
327
American Electric Power
AEP
$68.2B
$405K 0.05%
4,609
+66
+1% +$5.69K
FTSL icon
328
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$405K 0.05%
8,605
+931
+12% +$44.3K
IEP icon
329
Icahn Enterprises
IEP
$5.36B
$399K 0.05%
5,506
-604
-10% -$43.8K
DAL icon
330
Delta Air Lines
DAL
$60.3B
$397K 0.05%
7,008
-300
-4% -$16.8K
MU icon
331
Micron Technology
MU
$1.09T
$397K 0.05%
10,222
+964
+10% +$36.7K
PCAR icon
332
PACCAR
PCAR
$68.7B
$388K 0.05%
8,120
-1,356
-14% -$63K
UNH icon
333
UnitedHealth
UNH
$360B
$381K 0.04%
1,563
-404
-21% -$97.2K
CMF icon
334
iShares California Muni Bond ETF
CMF
$4.63B
$380K 0.04%
6,268
-149
-2% -$8.94K
TTE icon
335
TotalEnergies
TTE
$193B
$379K 0.04%
6,789
+413
+6% +$22.5K
FNDE icon
336
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.96B
$377K 0.04%
13,114
– –
GAA icon
337
Cambria Global Asset Allocation ETF
GAA
$74M
$373K 0.04%
13,753
-906
-6% -$24.2K
CIBR icon
338
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$371K 0.04%
12,969
+177
+1% +$5.03K
O icon
339
Realty Income
O
$59.8B
$371K 0.04%
5,549
-125
-2% -$8.54K
JD icon
340
JD.com
JD
$39.6B
$369K 0.04%
12,207
-301
-2% -$8.66K
XLI icon
341
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$362K 0.04%
4,678
-513
-10% -$39K
EIX icon
342
Edison International
EIX
$26.8B
$358K 0.04%
5,307
-160
-3% -$9.93K
SRE icon
343
Sempra
SRE
$56.4B
$358K 0.04%
5,200
– –
UBER icon
344
Uber
UBER
$154B
$357K 0.04%
+7,687
New +$326K
MLPX icon
345
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$356K 0.04%
9,157
-19
-0.2% -$739
RWK icon
346
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$353K 0.04%
5,794
-42
-0.7% -$2.52K
XLNX
347
DELISTED
Xilinx Inc
XLNX
$352K 0.04%
+2,989
New +$348K
RDS.A
348
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$352K 0.04%
5,418
+53
+1% +$3.39K
DE icon
349
Deere & Co
DE
$166B
$350K 0.04%
2,118
-793
-27% -$123K
ENB icon
350
Enbridge
ENB
$113B
$350K 0.04%
9,708
+2,015
+26% +$73.4K
12 13
14
15 16

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Financial Advocates Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, Financial Advocates Investment Management held 493 positions worth $863M, up 7.3% from $804M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management deployed $33.6M of net new capital in Q2 2019, opening 36 new positions and adding to 214 existing holdings. Its largest new stake was Schwab US REIT ETF: 129,620 shares worth $2.88M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Value Factor ETF, an estimated $16.5M trimmed.

  • Financial Advocates Investment Management's largest Q2 2019 buy was Schwab US REIT ETF: 129,620 shares worth $2.88M.
  • Financial Advocates Investment Management added most to Vanguard Morningstar Total Stock Market ETF in Q2 2019, an estimated $16.9M increase.
  • Financial Advocates Investment Management's biggest Q2 2019 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $16.5M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Mega Cap Growth ETF in Q2 2019, selling an estimated $6.14M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $863M portfolio in Q2 2019.
  • Financial Advocates Investment Management opened 36 new positions and closed 26 in Q2 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.3% quarter-over-quarter to $863M.

Based on Financial Advocates Investment Management's 13F filing for Q2 2019, filed 8 Aug 2019.