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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
301
Nektar Therapeutics
NKTR
$2.58B
$538K 0.06%
945
+151
+19% +$43.8K
MU icon
302
Micron Technology
MU
$1.1T
$537K 0.06%
9,992
+445
+5% +$21.3K
DUSA icon
303
Davis Select US Equity ETF
DUSA
$1.27B
$536K 0.06%
20,753
-800
-4% -$19.9K
COP icon
304
ConocoPhillips
COP
$150B
$526K 0.06%
8,091
-56
-0.7% -$3.29K
BLK icon
305
Blackrock
BLK
$181B
$517K 0.06%
1,028
+487
+90% +$231K
BX icon
306
Blackstone
BX
$110B
$510K 0.05%
9,117
+1,182
+15% +$61.3K
PRFZ icon
307
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.91B
$510K 0.05%
18,635
– –
IWS icon
308
iShares Russell Mid-Cap Value ETF
IWS
$16B
$508K 0.05%
5,359
+1,314
+32% +$120K
BBP icon
309
Virtus Biotech ETF
BBP
$107M
$507K 0.05%
11,645
-1,200
-9% -$48.2K
LOW icon
310
Lowe's Companies
LOW
$122B
$506K 0.05%
4,229
+1,389
+49% +$159K
IGPT icon
311
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$499K 0.05%
15,021
+1,635
+12% +$52.7K
IGSB icon
312
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$499K 0.05%
9,302
+4,657
+100% +$250K
TMFC icon
313
Motley Fool 100 Index ETF
TMFC
$2.12B
$498K 0.05%
19,946
+607
+3% +$14.4K
BGR icon
314
BlackRock Energy and Resources Trust
BGR
$427M
$497K 0.05%
41,827
+40
+0.1% +$448
IEI icon
315
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$497K 0.05%
+3,952
New +$499K
FSK icon
316
FS KKR Capital
FSK
$3.48B
$492K 0.05%
20,076
+589
+3% +$14.1K
IWY icon
317
iShares Russell Top 200 Growth ETF
IWY
$16.8B
$490K 0.05%
5,075
+119
+2% +$10.9K
EFR
318
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$478K 0.05%
35,262
-1,259
-3% -$16.4K
OXY icon
319
CALL
Occidental Petroleum
OXY
$57.7B
$475K 0.05%
+7,088
New +$284K
CCI icon
320
Crown Castle
CCI
$32.2B
$472K 0.05%
3,322
-46
-1% -$6.28K
IBDC
321
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$471K 0.05%
18,098
– –
BIP icon
322
Brookfield Infrastructure Partners
BIP
$18.3B
$470K 0.05%
15,782
+1,435
+10% +$43K
PEY icon
323
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$469K 0.05%
24,709
-1,164
-4% -$21.4K
CRM icon
324
Salesforce
CRM
$158B
$468K 0.05%
2,879
+15
+0.5% +$2.35K
DEO icon
325
Diageo
DEO
$52.7B
$467K 0.05%
2,768
+928
+50% +$151K
11 12
13
14 15

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.