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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
301
Crown Castle
CCI
$32.3B
$468K 0.05%
3,368
+74
+2% +$10.2K
COP icon
302
ConocoPhillips
COP
$149B
$464K 0.05%
8,147
-1,089
-12% -$62K
VCLT icon
303
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$463K 0.05%
4,574
-891
-16% -$88.6K
BBP icon
304
Virtus Biotech ETF
BBP
$106M
$461K 0.05%
12,845
– –
SPLV icon
305
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$460K 0.05%
7,939
+17
+0.2% +$959
FTSL icon
306
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$456K 0.05%
9,608
+1,003
+12% +$47.5K
FSK icon
307
FS KKR Capital
FSK
$3.49B
$454K 0.05%
19,487
-600
-3% -$14.1K
OEF icon
308
iShares S&P 100 ETF
OEF
$20.5B
$452K 0.05%
3,441
-1,406
-29% -$184K
ALK icon
309
Alaska Air
ALK
$5.35B
$451K 0.05%
6,960
-212
-3% -$13.4K
IDV icon
310
iShares International Select Dividend ETF
IDV
$8.53B
$447K 0.05%
14,549
-250
-2% -$7.55K
SYK icon
311
Stryker
SYK
$131B
$447K 0.05%
2,066
-99
-5% -$21.2K
VMO icon
312
Invesco Municipal Opportunity Trust
VMO
$665M
$440K 0.05%
35,180
+1,980
+6% +$24.9K
DUK icon
313
Duke Energy
DUK
$96.7B
$439K 0.05%
4,586
+1,254
+38% +$114K
AEP icon
314
American Electric Power
AEP
$68B
$436K 0.05%
5,146
+537
+12% +$48.8K
EPD icon
315
Enterprise Products Partners
EPD
$82.1B
$435K 0.05%
15,224
+269
+2% +$7.83K
TWLO icon
316
Twilio
TWLO
$38.6B
$435K 0.05%
+3,960
New +$513K
TMFC icon
317
Motley Fool 100 Index ETF
TMFC
$2.13B
$434K 0.05%
19,339
+444
+2% +$10K
IWY icon
318
iShares Russell Top 200 Growth ETF
IWY
$16.8B
$431K 0.05%
4,956
-1,995
-29% -$174K
BLES icon
319
Inspire Global Hope ETF
BLES
$165M
$429K 0.05%
+15,469
New +$429K
CRM icon
320
Salesforce
CRM
$166B
$425K 0.05%
2,864
+150
+6% +$22.8K
GVAL icon
321
Cambria Global Value ETF
GVAL
$599M
$425K 0.05%
19,016
+2
+0% +$46
HEFA icon
322
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.82B
$425K 0.05%
14,198
-2,651
-16% -$77.4K
BIP icon
323
Brookfield Infrastructure Partners
BIP
$18.3B
$424K 0.05%
14,347
+3,185
+29% +$86.4K
IWD icon
324
iShares Russell 1000 Value ETF
IWD
$84.1B
$422K 0.05%
3,292
-1,097
-25% -$139K
DWPP
325
DELISTED
First Trust Dorsey Wright People's Portfolio ETF
DWPP
$421K 0.05%
13,550
+5,226
+63% +$162K
11 12
13
14 15

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.