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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTFC icon
276
Wintrust Financial
WTFC
$11B
$643K 0.07%
9,072
– –
USB icon
277
US Bancorp
USB
$102B
$641K 0.07%
10,808
-3,357
-24% -$194K
MDLZ icon
278
Mondelez International
MDLZ
$80.9B
$621K 0.07%
11,271
+2,415
+27% +$129K
MO icon
279
Altria Group
MO
$109B
$616K 0.07%
12,337
-335
-3% -$15.8K
IWP icon
280
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$602K 0.06%
7,888
+18
+0.2% +$1.32K
TSLX icon
281
Sixth Street Specialty
TSLX
$1.82B
$599K 0.06%
27,890
-4,268
-13% -$90.8K
SCHM icon
282
Schwab US Mid-Cap ETF
SCHM
$15.3B
$597K 0.06%
29,790
+2,925
+11% +$56.6K
FPX icon
283
First Trust US Equity Opportunities ETF
FPX
$1.56B
$588K 0.06%
7,323
+2,007
+38% +$156K
NOW icon
284
ServiceNow
NOW
$127B
$587K 0.06%
10,390
+115
+1% +$6.06K
BLV icon
285
Vanguard Long-Term Bond ETF
BLV
$5.73B
$583K 0.06%
5,809
+489
+9% +$49.5K
ABT icon
286
Abbott
ABT
$192B
$580K 0.06%
6,678
+846
+15% +$70.9K
AGNC icon
287
AGNC Investment
AGNC
$13B
$580K 0.06%
32,824
-109
-0.3% -$1.85K
FEX icon
288
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$578K 0.06%
8,868
+266
+3% +$16.7K
MDY icon
289
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$573K 0.06%
1,525
-11
-0.7% -$3.98K
VCSH icon
290
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$570K 0.06%
7,040
+849
+14% +$68.8K
TXN icon
291
Texas Instruments
TXN
$254B
$568K 0.06%
4,425
+1,524
+53% +$188K
BNDX icon
292
Vanguard Total International Bond ETF
BNDX
$83B
$566K 0.06%
9,991
+137
+1% +$7.96K
DSI icon
293
iShares MSCI KLD 400 Social ETF
DSI
$5.57B
$564K 0.06%
9,398
+4
+0% +$230
EPD icon
294
Enterprise Products Partners
EPD
$82.1B
$553K 0.06%
19,661
+4,437
+29% +$120K
FBT icon
295
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.79B
$553K 0.06%
3,715
-517
-12% -$71K
FEP icon
296
First Trust Europe AlphaDEX Fund
FEP
$533M
$550K 0.06%
14,609
-1,660
-10% -$59.7K
GE icon
297
GE Aerospace
GE
$374B
$546K 0.06%
9,815
-732
-7% -$37.8K
CIBR icon
298
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$542K 0.06%
18,059
+1,468
+9% +$42.9K
ISMD icon
299
Inspire Small/Mid Cap Impact ETF
ISMD
$346M
$542K 0.06%
19,231
+5,677
+42% +$154K
IWN icon
300
iShares Russell 2000 Value ETF
IWN
$14.7B
$539K 0.06%
4,190
+721
+21% +$89.2K
10 11
12
13 14

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.