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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOD
276
Allspring Global Dividend Opportunity Fund
EOD
$289M
$524K 0.06%
96,528
-4,787
-5% -$26K
FBT icon
277
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.79B
$524K 0.06%
4,232
-7,560
-64% -$1.01M
FEX icon
278
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$524K 0.06%
8,602
-323
-4% -$19.7K
NOW icon
279
ServiceNow
NOW
$127B
$522K 0.06%
10,275
– –
DSI icon
280
iShares MSCI KLD 400 Social ETF
DSI
$5.57B
$521K 0.06%
9,394
+8
+0.1% +$442
MO icon
281
Altria Group
MO
$109B
$518K 0.06%
12,672
+169
+1% +$7.77K
DUSA icon
282
Davis Select US Equity ETF
DUSA
$1.27B
$514K 0.06%
21,553
-1,946
-8% -$46K
PTY icon
283
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$511K 0.06%
28,190
+500
+2% +$9.1K
SCHM icon
284
Schwab US Mid-Cap ETF
SCHM
$15.3B
$506K 0.06%
26,865
-1,830
-6% -$34.6K
BMY icon
285
Bristol-Myers Squibb
BMY
$133B
$504K 0.06%
9,947
+1,747
+21% +$82.1K
VCSH icon
286
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$502K 0.06%
6,191
-65
-1% -$5.25K
TMO icon
287
Thermo Fisher Scientific
TMO
$220B
$496K 0.06%
1,705
+3
+0.2% +$859
CIBR icon
288
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$493K 0.06%
16,591
+3,622
+28% +$105K
PINS icon
289
Pinterest
PINS
$13B
$493K 0.06%
18,640
– –
GIS icon
290
General Mills
GIS
$20.6B
$492K 0.06%
8,938
-115
-1% -$6.2K
MDLZ icon
291
Mondelez International
MDLZ
$81B
$490K 0.06%
8,856
-405
-4% -$22.2K
ABT icon
292
Abbott
ABT
$192B
$488K 0.06%
5,832
-1,094
-16% -$93K
PWS icon
293
Pacer WealthShield ETF
PWS
$25.1M
$482K 0.06%
20,984
-4,479
-18% -$106K
EFR
294
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$476K 0.05%
36,521
– –
PEY icon
295
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$474K 0.05%
25,873
+288
+1% +$5.2K
PRFZ icon
296
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.91B
$473K 0.05%
18,635
-825
-4% -$20.8K
IBDC
297
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$473K 0.05%
18,098
– –
F icon
298
Ford
F
$55.2B
$470K 0.05%
51,273
-2,390
-4% -$22.7K
GE icon
299
GE Aerospace
GE
$375B
$470K 0.05%
10,547
-236
-2% -$11.1K
BGR icon
300
BlackRock Energy and Resources Trust
BGR
$428M
$468K 0.05%
41,787
+2,115
+5% +$23.3K
10 11
12
13 14

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.