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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOOG icon
251
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
$730K 0.08%
25,128
+1,242
+5% +$34.5K
AOM icon
252
iShares Core Moderate Allocation ETF
AOM
$1.78B
$729K 0.08%
18,150
+536
+3% +$21.2K
SKYY icon
253
First Trust Cloud Computing ETF
SKYY
$3.28B
$728K 0.08%
12,049
+2,307
+24% +$135K
UNH icon
254
UnitedHealth
UNH
$361B
$723K 0.08%
2,461
+610
+33% +$160K
SPYV icon
255
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$721K 0.08%
20,654
+229
+1% +$7.65K
SNSR icon
256
Global X Internet of Things ETF
SNSR
$224M
$718K 0.08%
30,440
-3,960
-12% -$88K
SAP icon
257
SAP
SAP
$233B
$716K 0.08%
5,346
+8
+0.1% +$1.05K
PEP icon
258
PepsiCo
PEP
$191B
$714K 0.08%
5,224
+154
+3% +$21K
AOK icon
259
iShares Core Conservative Allocation ETF
AOK
$795M
$705K 0.08%
19,453
-2,495
-11% -$89.6K
ACN icon
260
Accenture
ACN
$109B
$697K 0.07%
3,310
+1,623
+96% +$316K
HYLS icon
261
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$697K 0.07%
14,296
-13,007
-48% -$628K
PYPL icon
262
PayPal
PYPL
$51B
$697K 0.07%
6,446
+18
+0.3% +$1.88K
SRLN icon
263
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$693K 0.07%
14,884
-574
-4% -$26.5K
BKLN icon
264
Invesco Senior Loan ETF
BKLN
$6.76B
$675K 0.07%
29,584
-964
-3% -$21.7K
WFC icon
265
Wells Fargo
WFC
$266B
$674K 0.07%
12,525
-502
-4% -$26.3K
LLY icon
266
Eli Lilly
LLY
$1.08T
$673K 0.07%
5,125
+188
+4% +$21.8K
IWC icon
267
iShares Micro-Cap ETF
IWC
$1.5B
$667K 0.07%
+6,702
New +$620K
PTY icon
268
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$666K 0.07%
35,027
+6,837
+24% +$126K
FVC icon
269
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
$662K 0.07%
23,956
-1,309
-5% -$35.1K
SPYG icon
270
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.5B
$657K 0.07%
15,686
-49
-0.3% -$1.96K
PFF icon
271
iShares Preferred and Income Securities ETF
PFF
$13.3B
$653K 0.07%
17,378
-741
-4% -$27.6K
TGT icon
272
CALL
Target
TGT
$70.2B
$652K 0.07%
+4,815
New +$565K
FTSL icon
273
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$647K 0.07%
13,496
+3,888
+40% +$184K
AWP
274
abrdn Global Premier Properties Fund
AWP
$365M
$646K 0.07%
33,210
-1,166
-3% -$22.3K
XLNX
275
DELISTED
Xilinx Inc
XLNX
$645K 0.07%
6,596
+2,462
+60% +$231K
9 10
11
12 13

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.