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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDOC icon
251
Teladoc Health
TDOC
$1.26B
$646K 0.07%
9,539
+1,045
+12% +$68.8K
VOOG icon
252
Vanguard S&P 500 Growth ETF
VOOG
$27.5B
$644K 0.07%
23,886
-18,192
-43% -$493K
XLY icon
253
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$644K 0.07%
10,672
-9,788
-48% -$590K
AWP
254
abrdn Global Premier Properties Fund
AWP
$364M
$641K 0.07%
34,376
-2,667
-7% -$49.3K
BMY icon
255
CALL
Bristol-Myers Squibb
BMY
$132B
$640K 0.07%
+575
New +$27K
ADRE
256
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$640K 0.07%
16,664
+20
+0.1% +$780
VHT icon
257
Vanguard Health Care ETF
VHT
$18.9B
$638K 0.07%
3,806
-672
-15% -$115K
AVGO icon
258
Broadcom
AVGO
$2T
$634K 0.07%
22,950
+40
+0.2% +$1.14K
SAP icon
259
SAP
SAP
$239B
$629K 0.07%
5,338
– –
RDVY icon
260
First Trust Rising Dividend Achievers ETF
RDVY
$25.8B
$614K 0.07%
19,293
+1,085
+6% +$33.9K
SPYG icon
261
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
$612K 0.07%
15,735
-496
-3% -$19.4K
ROAM icon
262
Hartford Multifactor Emerging Markets ETF
ROAM
$112M
$590K 0.07%
26,778
-2,857
-10% -$64.4K
AMRN
263
Amarin Corp
AMRN
$300M
$588K 0.07%
1,939
+489
+34% +$171K
WTFC icon
264
Wintrust Financial
WTFC
$10.9B
$586K 0.07%
9,072
– –
BOH icon
265
Bank of Hawaii
BOH
$3.15B
$581K 0.07%
6,766
– –
IMCV icon
266
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
$580K 0.07%
10,806
-26,085
-71% -$1.37M
BNDX icon
267
Vanguard Total International Bond ETF
BNDX
$83B
$579K 0.07%
9,854
+363
+4% +$21.2K
FEP icon
268
First Trust Europe AlphaDEX Fund
FEP
$533M
$559K 0.06%
16,269
+1,998
+14% +$68.6K
IWP icon
269
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$556K 0.06%
7,870
+2
+0% +$144
LLY icon
270
Eli Lilly
LLY
$1.08T
$552K 0.06%
4,937
+149
+3% +$16.6K
TGT icon
271
Target
TGT
$70.6B
$550K 0.06%
5,147
+386
+8% +$36.7K
SKYY icon
272
First Trust Cloud Computing ETF
SKYY
$3.32B
$549K 0.06%
9,742
+305
+3% +$17.7K
BLV icon
273
Vanguard Long-Term Bond ETF
BLV
$5.74B
$546K 0.06%
5,320
+2,048
+63% +$206K
MDY icon
274
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$542K 0.06%
1,536
-148
-9% -$51.9K
AGNC icon
275
AGNC Investment
AGNC
$13B
$530K 0.06%
32,933
+203
+0.6% +$3.33K
9 10
11
12 13

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.