We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
226
American Tower
AMT
$80.9B
$874K 0.09%
3,803
+632
+20% +$138K
VHT icon
227
Vanguard Health Care ETF
VHT
$19B
$872K 0.09%
4,549
+743
+20% +$133K
TSLA icon
228
Tesla
TSLA
$1.32T
$870K 0.09%
31,185
-10,455
-25% -$227K
QCOM icon
229
CALL
Qualcomm
QCOM
$173B
$868K 0.09%
+4,720
New +$395K
INFO
230
DELISTED
IHS Markit Ltd. Common Shares
INFO
$861K 0.09%
11,428
-821
-7% -$58.4K
MDT icon
231
Medtronic
MDT
$116B
$844K 0.09%
7,436
+4,649
+167% +$510K
XSD icon
232
State Street SPDR S&P Semiconductor ETF
XSD
$2.92B
$840K 0.09%
7,937
+444
+6% +$43K
IJK icon
233
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$837K 0.09%
14,068
+7,440
+112% +$426K
EWY icon
234
iShares MSCI South Korea ETF
EWY
$27.8B
$829K 0.09%
13,338
-516
-4% -$30.6K
AKTS
235
DELISTED
Akoustis Technologies Inc
AKTS
$822K 0.09%
100,983
-60,217
-37% -$471K
VBK icon
236
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$814K 0.09%
4,095
+126
+3% +$23.9K
DGRO icon
237
iShares Core Dividend Growth ETF
DGRO
$43.8B
$800K 0.09%
19,021
+2,065
+12% +$83.5K
FTA icon
238
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$799K 0.09%
14,132
-4,203
-23% -$225K
SHYG icon
239
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$797K 0.08%
17,156
+11,790
+220% +$545K
PSX icon
240
Phillips 66
PSX
$91.3B
$780K 0.08%
7,005
+10
+0.1% +$1.12K
SPSB icon
241
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$780K 0.08%
25,285
-482
-2% -$14.9K
GOOG icon
242
Alphabet (Google) Class C
GOOG
$4.21T
$759K 0.08%
11,360
-85,940
-88% -$5.55M
AGGP
243
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$756K 0.08%
38,304
-774
-2% -$15.2K
SCHA icon
244
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$746K 0.08%
39,460
+2,272
+6% +$41.1K
AVGO icon
245
Broadcom
AVGO
$2.01T
$744K 0.08%
23,540
+590
+3% +$17.9K
SO icon
246
Southern Company
SO
$107B
$743K 0.08%
11,657
-82
-0.7% -$5.08K
XLY icon
247
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.4B
$739K 0.08%
11,790
+1,118
+10% +$68K
ADRE
248
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$737K 0.08%
16,693
+29
+0.2% +$1.2K
TMO icon
249
Thermo Fisher Scientific
TMO
$221B
$736K 0.08%
2,267
+562
+33% +$170K
FNDF icon
250
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$733K 0.08%
25,356
+1,116
+5% +$31.8K
8 9
10
11 12

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.