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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPL icon
226
Vanguard FTSE Pacific ETF
VPL
$8.67B
$759K 0.09%
11,493
-2,755
-19% -$179K
ADBE icon
227
Adobe
ADBE
$102B
$754K 0.09%
2,730
-59
-2% -$17.2K
IQ icon
228
iQIYI
IQ
$1.29B
$727K 0.08%
45,043
-672
-1% -$12.3K
SO icon
229
Southern Company
SO
$107B
$726K 0.08%
11,739
-22
-0.2% -$1.27K
VBK icon
230
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$723K 0.08%
3,969
+181
+5% +$33.7K
DOCU
231
DocuSign
DOCU
$11.2B
$717K 0.08%
11,579
-1,368
-11% -$71.6K
PSX icon
232
Phillips 66
PSX
$91.4B
$716K 0.08%
6,995
+165
+2% +$16.5K
SRLN icon
233
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$716K 0.08%
15,458
-97
-0.6% -$4.47K
SNSR icon
234
Global X Internet of Things ETF
SNSR
$224M
$702K 0.08%
34,400
-2,700
-7% -$53.6K
AMT icon
235
American Tower
AMT
$80.9B
$701K 0.08%
3,171
+139
+5% +$30.3K
ACWV icon
236
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$700K 0.08%
7,386
+501
+7% +$46.7K
PEP icon
237
PepsiCo
PEP
$191B
$695K 0.08%
5,070
+242
+5% +$32.1K
AOM icon
238
iShares Core Moderate Allocation ETF
AOM
$1.78B
$692K 0.08%
17,614
+6,941
+65% +$270K
BKLN icon
239
Invesco Senior Loan ETF
BKLN
$6.76B
$690K 0.08%
30,548
+2,900
+10% +$65.8K
PFF icon
240
iShares Preferred and Income Securities ETF
PFF
$13.3B
$680K 0.08%
18,119
+191
+1% +$7.11K
XSD icon
241
State Street SPDR S&P Semiconductor ETF
XSD
$2.91B
$673K 0.08%
7,493
+1,137
+18% +$102K
FNDF icon
242
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$669K 0.08%
24,240
+3,119
+15% +$84.6K
TSLA icon
243
Tesla
TSLA
$1.33T
$669K 0.08%
41,640
– –
FVC icon
244
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
$668K 0.08%
25,265
+741
+3% +$19.8K
PYPL icon
245
PayPal
PYPL
$51B
$666K 0.08%
6,428
-363
-5% -$40K
DGRO icon
246
iShares Core Dividend Growth ETF
DGRO
$43.8B
$664K 0.08%
16,956
+1,411
+9% +$54.4K
WFC icon
247
Wells Fargo
WFC
$266B
$657K 0.08%
13,027
-1,210
-8% -$57K
SPYV icon
248
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$653K 0.07%
20,425
-775
-4% -$24.4K
IBD icon
249
Inspire Corporate Bond ETF
IBD
$490M
$650K 0.07%
+25,299
New +$650K
SCHA icon
250
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$648K 0.07%
37,188
-74,728
-67% -$1.32M
8 9
10
11 12

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.