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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$863M
AUM Growth
+$58.6M
Cap. Flow
+$33.6M
Cap. Flow %
3.9%
Top 10 Hldgs %
23.61%
Holding
493
New
36
Increased
214
Reduced
190
Closed
26

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.9M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.37M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.44M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.15M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$16.5M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$6.14M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.12M
4
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$3.31M
5
GMOM icon
Cambria Global Momentum ETF
GMOM
+$3.3M

Sector Composition

Rank Sector Weight
1 Technology 5.84%
2 Consumer Discretionary 3.67%
3 Industrials 2.48%
4 Communication Services 2.46%
5 Financials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSY icon
226
Invesco Ultra Short Duration ETF
GSY
$3.88B
$689K 0.08%
13,684
+3,100
+29% +$156K
WFC icon
227
Wells Fargo
WFC
$266B
$674K 0.08%
14,237
-5,803
-29% -$271K
GOOG icon
228
Alphabet (Google) Class C
GOOG
$4.21T
$671K 0.08%
12,420
+1,060
+9% +$61.2K
WTFC icon
229
Wintrust Financial
WTFC
$10.9B
$664K 0.08%
9,072
-2,070
-19% -$151K
ADRE
230
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$664K 0.08%
16,644
+1
+0% +$40
SPYV icon
231
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$663K 0.08%
21,200
-2,009
-9% -$61.8K
QCOM icon
232
CALL
Qualcomm
QCOM
$174B
$662K 0.08%
+4,680
New +$343K
PFF icon
233
iShares Preferred and Income Securities ETF
PFF
$13.3B
$661K 0.08%
17,928
-1,646
-8% -$60.3K
AVGO icon
234
Broadcom
AVGO
$2.01T
$659K 0.08%
22,910
-90
-0.4% -$2.62K
BMY icon
235
Bristol-Myers Squibb
BMY
$133B
$659K 0.08%
8,200
+598
+8% +$27.9K
FVC icon
236
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
$659K 0.08%
24,524
+2,357
+11% +$62.9K
EDV icon
237
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
$650K 0.08%
+5,121
New +$616K
SO icon
238
Southern Company
SO
$106B
$650K 0.08%
11,761
+7
+0.1% +$375
DOCU
239
DocuSign
DOCU
$11.2B
$643K 0.07%
12,947
+955
+8% +$51K
PSX icon
240
Phillips 66
PSX
$91.3B
$639K 0.07%
6,830
-69
-1% -$6.19K
MMM icon
241
3M
MMM
$93.2B
$635K 0.07%
4,383
+26
+0.6% +$4K
ACWV icon
242
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$634K 0.07%
6,885
-63
-0.9% -$5.68K
PEP icon
243
PepsiCo
PEP
$191B
$633K 0.07%
4,828
+205
+4% +$26.3K
VTEB icon
244
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$633K 0.07%
11,923
+5,355
+82% +$281K
SPYG icon
245
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.5B
$629K 0.07%
16,231
-184
-1% -$6.99K
OEF icon
246
iShares S&P 100 ETF
OEF
$20.5B
$628K 0.07%
4,847
-2,954
-38% -$377K
BKLN icon
247
Invesco Senior Loan ETF
BKLN
$6.76B
$627K 0.07%
27,648
-17,904
-39% -$408K
CVS icon
248
CVS Health
CVS
$122B
$627K 0.07%
11,494
-1,546
-12% -$83.3K
BX icon
249
Blackstone
BX
$110B
$621K 0.07%
13,971
+3,253
+30% +$130K
EWY icon
250
iShares MSCI South Korea ETF
EWY
$27.8B
$621K 0.07%
+10,371
New +$615K
8 9
10
11 12

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, Financial Advocates Investment Management held 493 positions worth $863M, up 7.3% from $804M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management deployed $33.6M of net new capital in Q2 2019, opening 36 new positions and adding to 214 existing holdings. Its largest new stake was Schwab US REIT ETF: 129,620 shares worth $2.88M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Value Factor ETF, an estimated $16.5M trimmed.

  • Financial Advocates Investment Management's largest Q2 2019 buy was Schwab US REIT ETF: 129,620 shares worth $2.88M.
  • Financial Advocates Investment Management added most to Vanguard Morningstar Total Stock Market ETF in Q2 2019, an estimated $16.9M increase.
  • Financial Advocates Investment Management's biggest Q2 2019 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $16.5M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Mega Cap Growth ETF in Q2 2019, selling an estimated $6.14M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $863M portfolio in Q2 2019.
  • Financial Advocates Investment Management opened 36 new positions and closed 26 in Q2 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.3% quarter-over-quarter to $863M.

Based on Financial Advocates Investment Management's 13F filing for Q2 2019, filed 8 Aug 2019.