CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$29.7M
Cap. Flow
+$20.9M
Cap. Flow %
4.27%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
15
Reduced
8
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XBI icon
201
SPDR S&P Biotech ETF
XBI
$5.39B
– –
0
– –
SOC icon
202
Sable Offshore Corp
SOC
$2.27B
– –
-75,000
Closed -$737K
GTI icon
203
Graphjet Technology
GTI
$8.39M
– –
-833
Closed -$507K
BOCNU
204
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
– –
-100,000
Closed -$1.01M
FIACU
205
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
– –
-50,000
Closed -$502K
BHACU
206
DELISTED
Focus Impact BH3 Acquisition Company Units
BHACU
– –
-100,000
Closed -$996K
LSXMA
207
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-16,920
Closed -$473K
KRNL
208
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
– –
-50,000
Closed -$496K
MAQC
209
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
– –
-100,000
Closed -$1.03M
CNGL
210
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
– –
-100,000
Closed -$1.01M
BITE.U
211
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
– –
-150,000
Closed -$1.48M
CONX
212
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-100,000
Closed -$1M
RMGC
213
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
– –
-350,000
Closed -$3.48M
HCARU
214
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
– –
-75,000
Closed -$744K
AFAQU
215
DELISTED
AF Acquisition Corp. Units
AFAQU
– –
-100,000
Closed -$986K
RMGCU
216
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
– –
-25,000
Closed -$249K
SLAC
217
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
– –
-200,000
Closed -$1.97M
FLME.U
218
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
– –
-150,000
Closed -$1.48M
ADEX.U
219
DELISTED
Adit EdTech Acquisition Corp Units, each consisting of one share of common stock, and one-half of one redeemable warrant
ADEX.U
– –
-100,000
Closed -$987K
TBCPU
220
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
– –
-200,000
Closed -$1.97M
LHC.U
221
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
– –
-150,000
Closed -$1.49M
SFR
222
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
– –
-250,000
Closed -$2.49M
FXCO
223
DELISTED
Financial Strategies Acquisition Corp. Class A Common Stock
FXCO
– –
-175,000
Closed -$1.76M
GFX
224
DELISTED
Golden Falcon Acquisition Corp.
GFX
– –
-100,000
Closed -$995K
ZINGU
225
DELISTED
FTAC Zeus Acquisition Corp. Unit
ZINGU
– –
-100,000
Closed -$994K
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9
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