CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HMA.U
201
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$499K 0.11% 50,000 – –
ADRA.U
202
DELISTED
Adara Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
ADRA.U
$499K 0.11% 50,000 – –
WARR.U
203
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$499K 0.11% 50,000 – –
CDIO icon
204
Cardio Diagnostics
CDIO
$6.72M
$497K 0.11% 50,000 – –
PMVC
205
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$496K 0.11% 50,000 – –
EUCR
206
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$495K 0.11% 50,000 -74,726 -60% -$740K
WPCA.U
207
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$495K 0.11% 50,000 – –
AEACU
208
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$495K 0.11% 50,000 – –
KAHC.U
209
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$495K 0.11% 50,000 – –
APGB.U
210
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$493K 0.1% 50,000 – –
AAC.U
211
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$493K 0.1% 50,000 – –
SCOAU
212
DELISTED
ScION Tech Growth I Unit
SCOAU
$493K 0.1% 50,000 – –
MONCU
213
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$492K 0.1% 50,000 – –
CLIM
214
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$492K 0.1% 50,000 – –
CRU
215
DELISTED
Crucible Acquisition Corporation
CRU
$492K 0.1% 50,000 – –
KRNL
216
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$491K 0.1% +50,000 New +$491K
SDACU
217
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$491K 0.1% 50,000 – –
SVFB
218
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$491K 0.1% 50,000 – –
HCIC
219
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$491K 0.1% 50,000 – –
GSEVU
220
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$491K 0.1% 50,000 – –
TWLVU
221
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$491K 0.1% 50,000 – –
BETR icon
222
Better Home & Finance Holding
BETR
$346M
$490K 0.1% 50,000 – –
BNAI
223
Brand Engagement Network
BNAI
$13.2M
$490K 0.1% 50,000 – –
ANZUU
224
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$490K 0.1% 50,000 – –
ANAC.U
225
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$490K 0.1% 50,000 – –
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9
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