CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-40.67%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$60.7M
AUM Growth
-$322M
Cap. Flow
-$71.5M
Cap. Flow %
-117.76%
Top 10 Hldgs %
99.63%
Holding
252
New
49
Increased
5
Reduced
7
Closed
27

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$60.3M
2
AACIU
Armada Acquisition Corp. I Unit
AACIU
$12.3K
3
YSAC
Yellowstone Acquisition Company
YSAC
$10K
4
AUR icon
Aurora
AUR
$9.93K
5
DGNS
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
$4.13K

Top Sells

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$44.9M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.67M
5
DOOO icon
Bombardier Recreational Products
DOOO
$1.57M

Sector Composition

1 Consumer Discretionary 99.42%
2 Financials 0.22%
3 Technology 0.03%
4 Communication Services 0.02%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HERAU
201
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$249 ﹤0.01%
25,000
– –
PSAGU
202
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$248 ﹤0.01%
25,000
– –
EUSG
203
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$248 ﹤0.01%
25,000
– –
RMGCU
204
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$247 ﹤0.01%
25,000
– –
ACAHU
205
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$247 ﹤0.01%
25,000
– –
RXRAU
206
DELISTED
RXR Acquisition Corp. Units
RXRAU
$246 ﹤0.01%
25,000
– –
MTBL
207
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$238 ﹤0.01%
171,100
– –
OSG
208
DELISTED
Overseas Shipholding Group Inc.
OSG
$231 ﹤0.01%
+110,956
New +$231
LSXMK
209
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$224 ﹤0.01%
6,087
-45,553
-88% -$1.68K
FPAC.WS
210
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$216 ﹤0.01%
+125,000
New +$216
GFX.U
211
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$200 ﹤0.01%
20,000
– –
ASAQ.WS
212
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$200 ﹤0.01%
297,915
– –
AGAE icon
213
Allied Gaming & Entertainment
AGAE
$35.4M
$137 ﹤0.01%
77,498
– –
PSTH.WS
214
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$117 ﹤0.01%
+90,981
New +$117
MAAC
215
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$94 ﹤0.01%
10,000
-40,000
-80% -$376
APGB.WS
216
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$93 ﹤0.01%
100,000
– –
PIIIW icon
217
P3 Health Partners Inc. Warrant
PIIIW
$88 ﹤0.01%
100,000
– –
SHPW
218
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$77 ﹤0.01%
1,250
-30,000
-96% -$1.85K
ENPC.WS
219
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$25 ﹤0.01%
31,250
– –
ADOCW
220
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$16 ﹤0.01%
65,000
– –
XPDIU
221
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
– –
-25,000
Closed -$253K
AZN icon
222
AstraZeneca
AZN
$253B
– –
-750,400
Closed -$44.9M
CEF icon
223
Sprott Physical Gold and Silver Trust
CEF
$6.47B
– –
-46,257
Closed -$864K
DOOO icon
224
Bombardier Recreational Products
DOOO
$4.78B
– –
-20,000
Closed -$1.57M
HYG icon
225
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
0
– –
7 8
9
10 11