CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$256M
AUM Growth
+$40.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$12.4M
2
+$3.87M
3
+$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3M

Top Sells

1
+$2.91M
2
+$2.58M
3
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
– –
-25,000
202
– –
-150,000
203
– –
-80,000
204
– –
-50,000
205
– –
-175,000
206
– –
-100,000
207
– –
-50,000
208
– –
-125,000
209
– –
-100,000
210
– –
-50,000
211
– –
-50,000
212
– –
-100,000
213
– –
-100,000
214
– –
-100,000
215
– –
-125,000
216
– –
-135,000
217
– –
-100,000
218
– –
-150,000
219
– –
-100,000
220
– –
-75,000
221
– –
-75,000
222
– –
-100,000
223
– –
-100,000
224
– –
-75,000
225
– –
-100,000
7 8
9
10 11