CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRHC.U
201
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
– –
-150,000
Closed -$1.61M
NOACU
202
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-80,000
Closed -$868K
BHSEU
203
DELISTED
Bull Horn Holdings Corp. Unit
BHSEU
– –
-50,000
Closed -$569K
AVAN.U
204
DELISTED
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
– –
-175,000
Closed -$1.9M
NMMCU
205
DELISTED
North Mountain Merger Corp. Unit
NMMCU
– –
-100,000
Closed -$1.07M
EQD.U
206
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-50,000
Closed -$533K
ETACU
207
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
– –
-125,000
Closed -$1.33M
FST.U
208
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
– –
-100,000
Closed -$1.1M
RBAC.U
209
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
– –
-50,000
Closed -$578K
XPOA.U
210
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
– –
-50,000
Closed -$551K
PRPB.U
211
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
– –
-100,000
Closed -$995K
KWAC.U
212
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
– –
-100,000
Closed -$1.04M
TACA.U
213
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
– –
-100,000
Closed -$1.04M
CAS.U
214
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
– –
-125,000
Closed -$1.31M
OCA.U
215
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
– –
-135,000
Closed -$1.39M
ZNTEU
216
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
– –
-100,000
Closed -$1.05M
SVSVU
217
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
– –
-150,000
Closed -$1.58M
SCVX.U
218
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-100,000
Closed -$1.16M
BTAQU
219
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
– –
-75,000
Closed -$846K
TREB.U
220
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-75,000
Closed -$867K
SEAH.U
221
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
– –
-100,000
Closed -$1.08M
YSAC.U
222
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
– –
-100,000
Closed -$1.07M
CPSR.U
223
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
– –
-75,000
Closed -$814K
IIAC.U
224
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
– –
-100,000
Closed -$1.03M
MOTNU
225
DELISTED
Motion Acquisition Corp. Unit
MOTNU
– –
-100,000
Closed -$1.06M
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