CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GSQD.U
176
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$836K 0.18% 85,000 – –
GVCI
177
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
$801K 0.17% 80,000 -20,000 -20% -$200K
IVCBU
178
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
$752K 0.16% 75,000 – –
LHC
179
DELISTED
Leo Holdings Corp. II
LHC
$740K 0.16% 75,000 – –
KAIRU
180
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$739K 0.16% 75,000 – –
HCARU
181
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$739K 0.16% 75,000 – –
PMGMU
182
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$738K 0.16% 75,000 – –
HERAU
183
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$737K 0.16% 75,000 +50,000 +200% +$491K
EPHYU
184
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$737K 0.16% 75,000 – –
KLAQU
185
DELISTED
KL Acquisition Corp Unit
KLAQU
$736K 0.16% 75,000 – –
HIIIU
186
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$735K 0.16% 75,000 – –
SOC icon
187
Sable Offshore Corp
SOC
$2.68B
$734K 0.16% 75,000 – –
DMYS
188
DELISTED
dMY Technology Group, Inc. VI
DMYS
$734K 0.16% 75,000 – –
NDACU
189
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$734K 0.16% 75,000 – –
TSIB
190
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$734K 0.16% 75,000 – –
FVAM
191
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$693K 0.15% 70,000 – –
JYAC
192
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$593K 0.13% 60,000 – –
LMACA
193
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$591K 0.13% 60,038 – –
FIACU
194
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$504K 0.11% 50,000 – –
GTI icon
195
Graphjet Technology
GTI
$8.68M
$502K 0.11% 50,000 -50,000 -50% -$502K
CURR
196
Currenc Group Inc. Ordinary Shares
CURR
$131M
$502K 0.11% 50,000 – –
CNDB.U
197
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$502K 0.11% 50,000 – –
PCCTU
198
DELISTED
Perception Capital Corp. II Units
PCCTU
$502K 0.11% 50,000 – –
ADRT
199
DELISTED
Ault Disruptive Technologies Corporation
ADRT
$501K 0.11% +50,000 New +$501K
ARGU
200
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
$500K 0.11% 50,000 – –
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8
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