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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$127M
Cap. Flow
+$34.3M
Cap. Flow %
8.91%
Top 10 Hldgs %
56.04%
Holding
237
New
54
Increased
16
Reduced
20
Closed
32

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$27.4M
2
PTRAW
Proterra Inc. Warrant
PTRAW
+$18M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.43M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.51M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.36M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
+$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
+$1.73M
4
SPCK
The SPAC and New Issue ETF
SPCK
+$1.43M
5
ATA.U
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 29.53%
2 Healthcare 13.42%
3 Communication Services 1.79%
4 Industrials 1.23%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHICU
176
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$305K 0.08%
30,000
– –
SNRHU
177
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$304K 0.08%
30,000
-30,000
-50% -$304K
HIGA.U
178
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$301K 0.08%
30,000
-30,000
-50% -$304K
ASAQ.WS
179
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$262K 0.07%
297,915
– –
AURCU
180
DELISTED
Aurora Acquisition Corp. Unit
AURCU
$261K 0.07%
25,000
– –
CONXU
181
DELISTED
CONX Corp. Unit
CONXU
$254K 0.07%
25,000
– –
XPDIU
182
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
$253K 0.07%
25,000
– –
FINMU
183
DELISTED
Marlin Technology Corporation Unit
FINMU
$252K 0.07%
25,000
– –
HERAU
184
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$251K 0.07%
25,000
– –
RMGCU
185
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$250K 0.06%
25,000
– –
RXRAU
186
DELISTED
RXR Acquisition Corp. Units
RXRAU
$249K 0.06%
25,000
– –
ACAHU
187
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$249K 0.06%
25,000
– –
STCN
188
DELISTED
Steel Connect, Inc. Common Stock
STCN
$248K 0.06%
+13,286
New +$248K
PSAGU
189
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$248K 0.06%
25,000
– –
GMBT
190
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$243K 0.06%
+25,000
New +$244K
EUSG
191
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$243K 0.06%
+25,000
New +$243K
DFPHU
192
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$208K 0.05%
20,000
– –
MTBL
193
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$205K 0.05%
+171,100
New +$176K
GFX.U
194
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$204K 0.05%
20,000
– –
HTPA.U
195
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$200K 0.05%
20,000
– –
AIFA
196
All In FutureTech Alliance Inc
AIFA
$17.7M
$178K 0.05%
+12,916
New +$188K
PIIIW icon
197
P3 Health Partners Inc Warrant
PIIIW
$159K
$139K 0.04%
+100,000
New +$102K
APGB.WS
198
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$126K 0.03%
+100,000
New +$108K
IS
199
DELISTED
ironSource Ltd.
IS
$121K 0.03%
+11,500
New +$124K
YTRA icon
200
Yatra Online
YTRA
$56.3M
$103K 0.03%
+45,484
New +$102K
6 7
8
9 10

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AMG
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AH
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MFAM
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ZIMP
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Cowen Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen Investment Management held 237 positions worth $385M, up 49% from $259M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Investment Management deployed $34.3M of net new capital in Q2 2021, opening 54 new positions and adding to 16 existing holdings. Its largest new stake was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 41% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $3.36M trimmed.

  • Cowen Investment Management's largest Q2 2021 buy was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.
  • Cowen Investment Management added most to AstraZeneca in Q2 2021, an estimated $27.4M increase.
  • Cowen Investment Management's biggest Q2 2021 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $3.36M.
  • Cowen Investment Management fully exited Foresight Acquisition Corp. Units in Q2 2021, selling an estimated $2.97M.
  • Cowen Investment Management's ten largest holdings make up 56% of its $385M portfolio in Q2 2021.
  • Cowen Investment Management opened 54 new positions and closed 32 in Q2 2021.
  • Cowen Investment Management's portfolio value rose 49% quarter-over-quarter to $385M.

Based on Cowen Investment Management's 13F filing for Q2 2021, filed 11 Aug 2021.