CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$127M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AURCU
176
DELISTED
Aurora Acquisition Corp. Unit
AURCU
$261K 0.07%
25,000
– –
CONXU
177
DELISTED
CONX Corp. Unit
CONXU
$254K 0.07%
25,000
– –
XPDIU
178
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
$253K 0.07%
25,000
– –
FINMU
179
DELISTED
Marlin Technology Corporation Unit
FINMU
$252K 0.07%
25,000
– –
HERAU
180
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$251K 0.07%
25,000
– –
RMGCU
181
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$250K 0.06%
25,000
– –
RXRAU
182
DELISTED
RXR Acquisition Corp. Units
RXRAU
$249K 0.06%
25,000
– –
ACAHU
183
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$249K 0.06%
25,000
– –
STCN
184
DELISTED
Steel Connect, Inc. Common Stock
STCN
$248K 0.06%
+13,286
New +$248K
PSAGU
185
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$248K 0.06%
25,000
– –
GMBT
186
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$243K 0.06%
+25,000
New +$243K
EUSG
187
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$243K 0.06%
+25,000
New +$243K
DFPHU
188
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$208K 0.05%
20,000
– –
MTBL
189
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$205K 0.05%
+171,100
New +$205K
GFX.U
190
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$204K 0.05%
20,000
– –
HTPA.U
191
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$200K 0.05%
20,000
– –
AGAE icon
192
Allied Gaming & Entertainment
AGAE
$38.8M
$178K 0.05%
+77,498
New +$178K
PIIIW icon
193
P3 Health Partners Inc. Warrant
PIIIW
$1.93M
$139K 0.04%
+100,000
New +$139K
APGB.WS
194
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$126K 0.03%
+100,000
New +$126K
IS
195
DELISTED
ironSource Ltd.
IS
$121K 0.03%
+11,500
New +$121K
YTRA icon
196
Yatra Online
YTRA
$87.5M
$103K 0.03%
+45,484
New +$103K
ENPC.WS
197
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$31K 0.01%
31,250
+12,500
+67% +$12.4K
ADOCW
198
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$23K 0.01%
65,000
-35,000
-35% -$12.4K
BURU icon
199
Nuburu, Inc.
BURU
$11.6M
– –
-2,000
Closed -$794K
EOSE icon
200
Eos Energy Enterprises
EOSE
$1.97B
– –
0
– –
6 7
8
9 10