CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ATUS icon
176
Altice USA
ATUS
$1.12B
– –
0
– –
BCS icon
177
Barclays
BCS
$69B
– –
-190,258
Closed -$1.52M
EOSE icon
178
Eos Energy Enterprises
EOSE
$2.13B
– –
0
– –
HYG icon
179
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
– –
0
– –
IWM icon
180
iShares Russell 2000 ETF
IWM
$66.6B
– –
0
– –
MLTX icon
181
MoonLake Immunotherapeutics
MLTX
$3.78B
– –
-22,647
Closed -$257K
PSO icon
182
Pearson
PSO
$9.08B
– –
-53,472
Closed -$491K
SIRI icon
183
SiriusXM
SIRI
$7.78B
– –
0
– –
SPY icon
184
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
SST icon
185
System1
SST
$57.2M
– –
-2,500
Closed -$270K
TALK icon
186
Talkspace
TALK
$444M
– –
-100,000
Closed -$1.08M
TALKW icon
187
Talkspace, Inc. Warrant
TALKW
$2.68M
– –
-150,000
Closed -$259K
TM icon
188
Toyota
TM
$252B
– –
0
– –
TNGX icon
189
Tango Therapeutics
TNGX
$745M
– –
-25,000
Closed -$286K
YTRA icon
190
Yatra Online
YTRA
$87.5M
– –
-450,000
Closed -$869K
ALTUU
191
DELISTED
Altitude Acquisition Corp. Unit
ALTUU
– –
-50,000
Closed -$518K
MCOM
192
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
-9
Closed -$722K
PTRA
193
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-100,000
Closed -$1.11M
BWACU
194
DELISTED
Better World Acquisition Corp. Unit
BWACU
– –
-75,000
Closed -$829K
ERESU
195
DELISTED
East Resources Acquisition Company Unit
ERESU
– –
-275,000
Closed -$2.91M
HZON.U
196
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-80,000
Closed -$859K
GLS
197
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-25,000
Closed -$254K
TWND.U
198
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-50,000
Closed -$539K
HMCOU
199
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
– –
-25,000
Closed -$276K
ACEVU
200
DELISTED
ACE Convergence Acquisition Corp. Unit
ACEVU
– –
-25,000
Closed -$272K
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