CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$29.7M
Cap. Flow
+$20.9M
Cap. Flow %
4.27%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
15
Reduced
8
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCCTU
151
DELISTED
Perception Capital Corp. II Units
PCCTU
$511K 0.1%
50,000
– –
AAC.U
152
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$509K 0.1%
50,000
– –
ADRA.U
153
DELISTED
Adara Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
ADRA.U
$505K 0.1%
50,000
– –
AEACU
154
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$505K 0.1%
50,000
– –
ANAC.U
155
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$505K 0.1%
50,000
– –
BETR icon
156
Better Home & Finance Holding
BETR
$367M
$505K 0.1%
1,000
– –
SVFB
157
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$505K 0.1%
50,000
– –
WPCA.U
158
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$504K 0.1%
50,000
– –
MVLA
159
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$504K 0.1%
+50,000
New +$504K
DNAD
160
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$503K 0.1%
50,000
– –
TWLVU
161
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$503K 0.1%
50,000
– –
APGB.U
162
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$502K 0.1%
50,000
– –
HMA.U
163
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$502K 0.1%
50,000
– –
ANZUU
164
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$501K 0.1%
50,000
– –
ADALU
165
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$408K 0.08%
40,000
– –
DHHCU
166
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$402K 0.08%
40,000
– –
SPNT icon
167
SiriusPoint
SPNT
$2.19B
$399K 0.08%
67,613
– –
LTRPA
168
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$383K 0.08%
572,265
+337,265
+144% +$226K
BSMX
169
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$353K 0.07%
58,608
-122,112
-68% -$736K
TBLAW icon
170
Taboola.com Ltd. Warrant
TBLAW
$1.71M
$342K 0.07%
+697,500
New +$342K
STCN
171
DELISTED
Steel Connect, Inc. Common Stock
STCN
$277K 0.06%
20,730
-2,497
-11% -$33.3K
NRGV icon
172
Energy Vault
NRGV
$335M
$209K 0.04%
+66,911
New +$209K
AUY
173
DELISTED
Yamana Gold, Inc.
AUY
$194K 0.04%
+35,000
New +$194K
ATTO
174
DELISTED
Atento S.A.
ATTO
$63.4K 0.01%
14,977
-21,744
-59% -$92K
VATE icon
175
INNOVATE Corp
VATE
$75.2M
$46.8K 0.01%
+2,500
New +$46.8K
5 6
7
8 9