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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLATU
151
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$987K 0.21%
100,000
– –
AFAQU
152
DELISTED
AF Acquisition Corp Units
AFAQU
$986K 0.21%
100,000
– –
HCIIU
153
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$986K 0.21%
100,000
– –
GSEV
154
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$986K 0.21%
100,000
– –
OEPWU
155
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$986K 0.21%
100,000
– –
CVIIU
156
DELISTED
Churchill Capital Corp VII Units
CVIIU
$985K 0.21%
100,000
– –
FACA
157
DELISTED
Figure Acquisition Corp. I
FACA
$985K 0.21%
100,000
– –
HUGS
158
DELISTED
USHG Acquisition Corp.
HUGS
$985K 0.21%
+100,000
New +$984K
SPTKU
159
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$985K 0.21%
100,000
– –
CORS.U
160
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$985K 0.21%
100,000
– –
FSNB
161
DELISTED
Fusion Acquisition Corp. II
FSNB
$984K 0.21%
100,000
– –
AAQC.U
162
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
$984K 0.21%
100,000
– –
IPVA.U
163
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$984K 0.21%
100,000
– –
BGSX
164
DELISTED
Build Acquisition Corp.
BGSX
$983K 0.21%
100,000
– –
FTPA
165
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$983K 0.21%
100,000
– –
FVIV.U
166
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$983K 0.21%
100,000
– –
IPVIU
167
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
$981K 0.21%
100,000
– –
DNAB
168
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$980K 0.21%
100,000
– –
AFAQ
169
DELISTED
AF Acquisition Corp
AFAQ
$980K 0.21%
100,000
– –
TSPQ.U
170
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$980K 0.21%
100,000
– –
MIT.U
171
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$979K 0.21%
100,000
– –
BSKYU
172
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$977K 0.21%
100,000
– –
CDAQU
173
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
$974K 0.21%
100,000
– –
DALS
174
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$973K 0.21%
100,000
– –
BSMX
175
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$922K 0.2%
180,720
-40,550
-18% -$211K
5 6
7
8 9

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.