CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTPA
151
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$982K 0.21% 100,000 – –
FRONU
152
DELISTED
Frontier Acquisition Corp. Units
FRONU
$982K 0.21% 100,000 – –
OSTRU
153
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$982K 0.21% 100,000 – –
VTIQ
154
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$982K 0.21% 100,000 – –
AAQC.U
155
DELISTED
Accelerate Acquisition Corp. Units, each consisting of one Class A common stock, and one-third of one redeemable warrant
AAQC.U
$981K 0.21% 100,000 – –
SSAAU
156
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$981K 0.21% 100,000 – –
FSNB
157
DELISTED
Fusion Acquisition Corp. II
FSNB
$981K 0.21% 100,000 – –
WPCA
158
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$981K 0.21% 100,000 – –
LGAC
159
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$980K 0.21% 100,000 – –
FACA
160
DELISTED
Figure Acquisition Corp. I
FACA
$980K 0.21% 100,000 – –
BSKYU
161
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$980K 0.21% 100,000 – –
CORS.U
162
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$980K 0.21% 100,000 – –
VLATU
163
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$979K 0.21% 100,000 – –
GSEV
164
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$979K 0.21% +100,000 New +$979K
IPVA.U
165
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$978K 0.21% 100,000 – –
LDHA
166
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$977K 0.21% 100,000 – –
BGSX
167
DELISTED
Build Acquisition Corp.
BGSX
$976K 0.21% +100,000 New +$976K
FVIV.U
168
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$976K 0.21% 100,000 – –
AFAQ
169
DELISTED
AF Acquisition Corp. Class A Common Stock
AFAQ
$975K 0.21% +100,000 New +$975K
AFAQU
170
DELISTED
AF Acquisition Corp. Units
AFAQU
$974K 0.21% 100,000 – –
DNAB
171
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$972K 0.21% 100,000 – –
DALS
172
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$969K 0.21% 100,000 – –
TPBA
173
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
$966K 0.21% 100,000 – –
CDAQU
174
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
$965K 0.21% 100,000 – –
CTAQU
175
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$836K 0.18% 85,000 – –
5 6
7
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