CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$256M
AUM Growth
+$40.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$12.4M
2
+$3.87M
3
+$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3M

Top Sells

1
+$2.91M
2
+$2.58M
3
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$256K 0.1%
25,000
-75,000
152
$256K 0.1%
25,000
-75,000
153
$255K 0.1%
25,000
-75,000
154
$253K 0.1%
+25,000
155
$253K 0.1%
+25,000
156
$251K 0.1%
+25,000
157
$250K 0.1%
+25,000
158
$249K 0.1%
+25,000
159
$249K 0.1%
+25,000
160
$249K 0.1%
+25,000
161
$248K 0.1%
+25,000
162
$247K 0.1%
+25,000
163
$246K 0.1%
+25,000
164
$246K 0.1%
+25,000
165
$246K 0.1%
+25,000
166
$220K 0.09%
297,915
167
$207K 0.08%
20,000
-80,000
168
$201K 0.08%
+20,000
169
$201K 0.08%
20,000
-80,000
170
$112K 0.04%
+20,400
171
$101K 0.04%
10,000
-90,000
172
$35K 0.01%
100,000
173
$29K 0.01%
75,000
-25,000
174
$16K 0.01%
+18,750
175
– –
-50,000
5 6
7
8 9