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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$492M
AUM Growth
+$29.6M
Cap. Flow
+$48M
Cap. Flow %
9.75%
Top 10 Hldgs %
36.89%
Holding
301
New
48
Increased
17
Reduced
8
Closed
105

Top Buys

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$11.6M
2
BNAI
Brand Engagement Network
BNAI
+$11.4M
3
BZAI
Blaize Holdings
BZAI
+$11.3M
4
LHC
Leo Holdings Corp. II
LHC
+$9.52M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$7.02M

Top Sells

Rank Stock Value
1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.08M
2
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
+$4.17M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
EUDA icon
EUDA Health Holdings
EUDA
+$3.51M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 50.08%
2 Technology 10.58%
3 Consumer Discretionary 8.1%
4 Healthcare 3.85%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGACU
126
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$1.01M 0.2%
100,000
– –
VLATU
127
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$1.01M 0.2%
100,000
– –
LDHA
128
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$1.01M 0.2%
100,000
– –
DNAB
129
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$1.01M 0.2%
100,000
– –
JUGG
130
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$1.01M 0.2%
+100,000
New +$996K
FTPA
131
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$1M 0.2%
100,000
– –
BGSX
132
DELISTED
Build Acquisition Corp.
BGSX
$1M 0.2%
100,000
– –
BSLK
133
DELISTED
Bolt Projects Holdings
BSLK
$1M 0.2%
+5,000
New +$996K
APACU
134
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$1M 0.2%
100,000
– –
MIT.U
135
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$1M 0.2%
100,000
– –
CDAQU
136
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
$998K 0.2%
100,000
– –
CVIIU
137
DELISTED
Churchill Capital Corp VII Units
CVIIU
$996K 0.2%
100,000
– –
WWACU
138
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$995K 0.2%
100,000
– –
FCAX.U
139
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$990K 0.2%
100,000
– –
CORS.U
140
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$988K 0.2%
100,000
– –
LBRDA icon
141
Liberty Broadband Class A
LBRDA
$5.07B
$962K 0.2%
12,682
-6,924
-35% -$563K
GSQD.U
142
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$857K 0.17%
85,000
– –
SIRI icon
143
PUT
SiriusXM
SIRI
$9.59B
$805K 0.16%
40,000
+14,700
+58% +$904K
RBT
144
DELISTED
Rubicon Technologies, Inc.
RBT
$784K 0.16%
+55,066
New +$870K
ITQ
145
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
$782K 0.16%
77,500
– –
IVCBU
146
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
$779K 0.16%
75,000
– –
HERAU
147
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$756K 0.15%
75,000
– –
KAIRU
148
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$755K 0.15%
75,000
– –
SLGC
149
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$621K 0.13%
+247,226
New +$690K
CURR
150
Currenc Group
CURR
$391M
$518K 0.11%
50,000
– –
4 5
6
7 8

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen Investment Management held 301 positions worth $492M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Investment Management deployed $48M of net new capital in Q4 2022, opening 48 new positions and adding to 17 existing holdings. Its largest new stake was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 44% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $3.5M trimmed.

  • Cowen Investment Management's largest Q4 2022 buy was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.
  • Cowen Investment Management added most to Brand Engagement Network in Q4 2022, an estimated $11.4M increase.
  • Cowen Investment Management's biggest Q4 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $3.5M.
  • Cowen Investment Management fully exited KL Acquisition Corp Class A Common Stock in Q4 2022, selling an estimated $6.08M.
  • Cowen Investment Management's ten largest holdings make up 37% of its $492M portfolio in Q4 2022.
  • Cowen Investment Management opened 48 new positions and closed 105 in Q4 2022.
  • Cowen Investment Management's portfolio value rose 6.4% quarter-over-quarter to $492M.

Based on Cowen Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.