CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$29.7M
Cap. Flow
+$20.9M
Cap. Flow %
4.27%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
15
Reduced
8
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VLATU
126
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$1.01M 0.2%
100,000
– –
LDHA
127
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$1.01M 0.2%
100,000
– –
DNAB
128
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$1.01M 0.2%
100,000
– –
JUGG
129
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$1.01M 0.2%
+100,000
New +$1.01M
FTPA
130
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$1M 0.2%
100,000
– –
BGSX
131
DELISTED
Build Acquisition Corp.
BGSX
$1M 0.2%
100,000
– –
BSLK
132
Bolt Projects Holdings, Inc. Common Stock
BSLK
$11.2M
$1M 0.2%
+5,000
New +$1M
APACU
133
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$1M 0.2%
100,000
– –
MIT.U
134
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$1M 0.2%
100,000
– –
CDAQU
135
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
$998K 0.2%
100,000
– –
CVIIU
136
DELISTED
Churchill Capital Corp VII Units
CVIIU
$996K 0.2%
100,000
– –
WWACU
137
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$995K 0.2%
100,000
– –
FCAX.U
138
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$990K 0.2%
100,000
– –
CORS.U
139
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$988K 0.2%
100,000
– –
LBRDA icon
140
Liberty Broadband Class A
LBRDA
$8.57B
$962K 0.2%
12,682
-6,924
-35% -$525K
GSQD.U
141
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$857K 0.17%
85,000
– –
RBT
142
DELISTED
Rubicon Technologies, Inc.
RBT
$784K 0.16%
+55,066
New +$784K
ITQ
143
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
$782K 0.16%
77,500
– –
IVCBU
144
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
$779K 0.16%
75,000
– –
HERAU
145
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$756K 0.15%
75,000
– –
KAIRU
146
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$755K 0.15%
75,000
– –
SLGC
147
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$621K 0.13%
+247,226
New +$621K
CURR
148
Currenc Group Inc. Ordinary Shares
CURR
$127M
$518K 0.11%
50,000
– –
ADRT
149
DELISTED
Ault Disruptive Technologies Corporation
ADRT
$513K 0.1%
50,000
– –
CNDB.U
150
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$511K 0.1%
531,061
+481,061
+962% +$463K
4 5
6
7 8