CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+0.06%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$460M
AUM Growth
+$460M
Cap. Flow
-$8M
Cap. Flow %
-1.74%
Top 10 Hldgs %
32.29%
Holding
271
New
22
Increased
7
Reduced
8
Closed
19

Top Buys

1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$8.99M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
3
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
$3.25M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
$3.15M

Top Sells

1
SMFG icon
Sumitomo Mitsui Financial
SMFG
$15M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$7.38M
3
HZON
Horizon Acquisition Corporation II
HZON
$4M
4
AGCB
Altimeter Growth Corp. 2
AGCB
$2.48M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$2.11M

Sector Composition

1 Financials 43.84%
2 Consumer Discretionary 11.88%
3 Technology 3.09%
4 Industrials 2.05%
5 Real Estate 1.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BHACU
126
DELISTED
Focus Impact BH3 Acquisition Company Units
BHACU
$996K 0.22%
100,000
– –
PACX
127
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$996K 0.22%
100,000
– –
GPACU
128
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$995K 0.22%
100,000
– –
GFX
129
DELISTED
Golden Falcon Acquisition Corp.
GFX
$995K 0.22%
100,000
– –
PNTM.U
130
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$995K 0.22%
100,000
– –
MCAE
131
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
$995K 0.22%
100,000
– –
FCAX.U
132
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$995K 0.22%
100,000
– –
RWODU
133
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
$994K 0.21%
100,000
– –
ZINGU
134
DELISTED
FTAC Zeus Acquisition Corp. Unit
ZINGU
$994K 0.21%
100,000
– –
TZPSU
135
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$994K 0.21%
100,000
– –
OSTRU
136
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$994K 0.21%
100,000
– –
NVAC
137
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
$994K 0.21%
100,000
– –
AAC
138
DELISTED
Ares Acquisition Corporation
AAC
$993K 0.21%
100,000
– –
FRONU
139
DELISTED
Frontier Acquisition Corp. Units
FRONU
$993K 0.21%
100,000
– –
BLUA.U
140
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$992K 0.21%
100,000
– –
CIIG
141
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$992K 0.21%
100,000
– –
VPCB
142
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$992K 0.21%
+100,000
New +$992K
PDOT
143
DELISTED
Peridot Acquisition Corp. II
PDOT
$992K 0.21%
+100,000
New +$992K
WPCA
144
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$992K 0.21%
100,000
– –
LGACU
145
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$992K 0.21%
100,000
– –
SHQAU
146
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$991K 0.21%
100,000
– –
LDHA
147
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$990K 0.21%
100,000
– –
SSAAU
148
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$989K 0.21%
100,000
– –
ADEX.U
149
DELISTED
Adit EdTech Acquisition Corp Units, each consisting of one share of common stock, and one-half of one redeemable warrant
ADEX.U
$987K 0.21%
100,000
– –
VLATU
150
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$987K 0.21%
100,000
– –
4 5
6
7 8