CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WWACU
126
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$990K 0.21% 100,000 – –
NVAC
127
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
$990K 0.21% 100,000 – –
CONX
128
DELISTED
CONX Corp. Class A Common Stock
CONX
$989K 0.21% +100,000 New +$989K
CIIG
129
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$989K 0.21% 100,000 – –
BMAQ
130
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$989K 0.21% +100,000 New +$989K
MCAE
131
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
$989K 0.21% 100,000 -75,000 -43% -$742K
SHQAU
132
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$989K 0.21% 100,000 – –
POWRU
133
DELISTED
Powered Brands Units
POWRU
$988K 0.21% 100,000 – –
PNTM.U
134
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$987K 0.21% 100,000 – –
SPTKU
135
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$987K 0.21% 100,000 – –
GPACU
136
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$986K 0.21% 100,000 – –
FCAX.U
137
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$986K 0.21% 100,000 – –
CVIIU
138
DELISTED
Churchill Capital Corp VII Units
CVIIU
$985K 0.21% 100,000 – –
BLUA.U
139
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$985K 0.21% 100,000 – –
GFX
140
DELISTED
Golden Falcon Acquisition Corp.
GFX
$985K 0.21% 100,000 – –
LGACU
141
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$985K 0.21% 100,000 – –
MIT.U
142
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$985K 0.21% 100,000 – –
PACX
143
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$985K 0.21% 100,000 – –
TZPSU
144
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$984K 0.21% 100,000 – –
TSPQ.U
145
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$984K 0.21% 100,000 – –
ADEX.U
146
DELISTED
Adit EdTech Acquisition Corp Units, each consisting of one share of common stock, and one-half of one redeemable warrant
ADEX.U
$983K 0.21% 100,000 – –
AAC
147
DELISTED
Ares Acquisition Corporation
AAC
$983K 0.21% 100,000 – –
HCIIU
148
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$983K 0.21% 100,000 – –
OEPWU
149
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$983K 0.21% 100,000 – –
IPVIU
150
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
$982K 0.21% 100,000 – –
4 5
6
7 8