CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$383M
AUM Growth
+$127M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
233
New
Increased
Reduced
Closed

Top Buys

1
+$65.5M
2
+$30M
3
+$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.5M

Top Sells

1
+$3.3M
2
+$2.97M
3
+$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
+$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$1.03M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$724K 0.19%
+75,000
127
$698K 0.18%
70,000
128
$681K 0.18%
67,613
129
$598K 0.16%
2,000
-1,333
130
$596K 0.15%
60,000
131
$544K 0.14%
9,296
132
$508K 0.13%
50,000
133
$506K 0.13%
50,000
134
$506K 0.13%
50,000
135
$505K 0.13%
50,000
-5,000
136
$504K 0.13%
50,000
137
$504K 0.13%
50,000
138
$504K 0.13%
50,000
139
$503K 0.13%
50,000
140
$502K 0.13%
+50,000
141
$502K 0.13%
50,000
142
$501K 0.13%
+50,000
143
$501K 0.13%
50,000
144
$501K 0.13%
50,000
145
$500K 0.13%
+50,000
146
$500K 0.13%
50,000
147
$500K 0.13%
50,000
148
$500K 0.13%
+50,000
149
$499K 0.13%
+50,000
150
$499K 0.13%
+50,000
4 5
6
7 8