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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$127M
Cap. Flow
+$34.3M
Cap. Flow %
8.91%
Top 10 Hldgs %
56.04%
Holding
237
New
54
Increased
16
Reduced
20
Closed
32

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$27.4M
2
PTRAW
Proterra Inc. Warrant
PTRAW
+$18M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.43M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.51M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.36M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
+$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
+$1.73M
4
SPCK
The SPAC and New Issue ETF
SPCK
+$1.43M
5
ATA.U
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 29.53%
2 Healthcare 13.42%
3 Communication Services 1.79%
4 Industrials 1.23%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMVC
126
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$731K 0.19%
75,000
– –
MSAC
127
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
$724K 0.19%
+75,000
New +$733K
PSTH
128
PUT
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$724K 0.19%
125,000
+100,000
+400% +$2.4M
FVAM
129
DELISTED
5:01 Acquisition Corp
FVAM
$698K 0.18%
70,000
– –
SPNT icon
130
SiriusPoint
SPNT
$2.65B
$681K 0.18%
67,613
– –
RBOT
131
DELISTED
Vicarious Surgical
RBOT
$598K 0.16%
2,000
-1,333
-40% -$397K
JYAC
132
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$596K 0.15%
60,000
– –
UL icon
133
Unilever
UL
$133B
$544K 0.14%
8,263
– –
WPCA.U
134
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$508K 0.13%
50,000
– –
AEACU
135
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$506K 0.13%
50,000
– –
AGAC.U
136
DELISTED
African Gold Acquisition Corp Units
AGAC.U
$506K 0.13%
50,000
– –
SCOAU
137
DELISTED
ScION Tech Growth I Unit
SCOAU
$505K 0.13%
50,000
-5,000
-9% -$50.4K
WPCB.U
138
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$504K 0.13%
50,000
– –
ADRA.U
139
DELISTED
Adara Acquisition Corp Units
ADRA.U
$504K 0.13%
50,000
– –
TSIBU
140
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$504K 0.13%
50,000
– –
WARR.U
141
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$503K 0.13%
50,000
– –
RAMMU
142
DELISTED
Aries I Acquisition Corporation Unit
RAMMU
$502K 0.13%
+50,000
New +$502K
MONCU
143
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$502K 0.13%
50,000
– –
PANA
144
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$501K 0.13%
+50,000
New +$501K
SV
145
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$501K 0.13%
50,000
– –
GMBTU
146
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$501K 0.13%
50,000
– –
APGB.U
147
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$500K 0.13%
+50,000
New +$502K
ANZUU
148
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$500K 0.13%
50,000
– –
ANAC.U
149
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$500K 0.13%
50,000
– –
OPA.U
150
DELISTED
Magnum Opus Acquisition Limited Units, each consisting of one Class A ordinary share and one-half redeemable warrant
OPA.U
$500K 0.13%
+50,000
New +$499K
4 5
6
7 8

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SFG
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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
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Cowen Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen Investment Management held 237 positions worth $385M, up 49% from $259M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Investment Management deployed $34.3M of net new capital in Q2 2021, opening 54 new positions and adding to 16 existing holdings. Its largest new stake was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 41% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $3.36M trimmed.

  • Cowen Investment Management's largest Q2 2021 buy was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.
  • Cowen Investment Management added most to AstraZeneca in Q2 2021, an estimated $27.4M increase.
  • Cowen Investment Management's biggest Q2 2021 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $3.36M.
  • Cowen Investment Management fully exited Foresight Acquisition Corp. Units in Q2 2021, selling an estimated $2.97M.
  • Cowen Investment Management's ten largest holdings make up 56% of its $385M portfolio in Q2 2021.
  • Cowen Investment Management opened 54 new positions and closed 32 in Q2 2021.
  • Cowen Investment Management's portfolio value rose 49% quarter-over-quarter to $385M.

Based on Cowen Investment Management's 13F filing for Q2 2021, filed 11 Aug 2021.