CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$127M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MSAC
126
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
$724K 0.19%
+75,000
New +$724K
FVAM
127
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$698K 0.18%
70,000
– –
SPNT icon
128
SiriusPoint
SPNT
$2.2B
$681K 0.18%
67,613
– –
RBOT icon
129
Vicarious Surgical
RBOT
$34.6M
$598K 0.16%
2,000
-1,333
-40% -$399K
JYAC
130
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$596K 0.15%
60,000
– –
UL icon
131
Unilever
UL
$158B
$544K 0.14%
9,296
– –
WPCA.U
132
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$508K 0.13%
50,000
– –
AEACU
133
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$506K 0.13%
50,000
– –
AGAC.U
134
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$506K 0.13%
50,000
– –
SCOAU
135
DELISTED
ScION Tech Growth I Unit
SCOAU
$505K 0.13%
50,000
-5,000
-9% -$50.5K
WPCB.U
136
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$504K 0.13%
50,000
– –
ADRA.U
137
DELISTED
Adara Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
ADRA.U
$504K 0.13%
50,000
– –
TSIBU
138
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$504K 0.13%
50,000
– –
WARR.U
139
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$503K 0.13%
50,000
– –
RAMMU
140
DELISTED
Aries I Acquisition Corporation Unit
RAMMU
$502K 0.13%
+50,000
New +$502K
MONCU
141
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$502K 0.13%
50,000
– –
PANA
142
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$501K 0.13%
+50,000
New +$501K
SV
143
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$501K 0.13%
50,000
– –
GMBTU
144
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$501K 0.13%
50,000
– –
APGB.U
145
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$500K 0.13%
+50,000
New +$500K
ANZUU
146
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$500K 0.13%
50,000
– –
ANAC.U
147
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$500K 0.13%
50,000
– –
OPA.U
148
DELISTED
Magnum Opus Acquisition Limited Units, each consisting of one Class A ordinary share and one-half redeemable warrant
OPA.U
$500K 0.13%
+50,000
New +$500K
BSGAU
149
DELISTED
Blue Safari Group Acquisition Corp. Unit
BSGAU
$499K 0.13%
+50,000
New +$499K
STRE.U
150
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$499K 0.13%
+50,000
New +$499K
4 5
6
7 8