CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$40.1M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBAC
126
DELISTED
RedBall Acquisition Corp.
RBAC
$498K 0.19%
50,000
– –
SLAMU
127
DELISTED
Slam Corp. Unit
SLAMU
$496K 0.19%
+50,000
New +$496K
ADRA.U
128
DELISTED
Adara Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
ADRA.U
$496K 0.19%
+50,000
New +$496K
PTOCU
129
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
$496K 0.19%
+50,000
New +$496K
AEACU
130
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$495K 0.19%
+50,000
New +$495K
WARR.U
131
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$495K 0.19%
+50,000
New +$495K
ATSPU
132
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$495K 0.19%
+50,000
New +$495K
BTAQ
133
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$495K 0.19%
+50,000
New +$495K
BITE.U
134
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
$494K 0.19%
+50,000
New +$494K
AGAC.U
135
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$494K 0.19%
+50,000
New +$494K
MONCU
136
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$493K 0.19%
+50,000
New +$493K
TWLVU
137
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$493K 0.19%
+50,000
New +$493K
COEP icon
138
Coeptis Therapeutics
COEP
$61.8M
$489K 0.19%
2,500
– –
CHFW.U
139
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$488K 0.19%
50,000
– –
DSAC
140
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$487K 0.19%
50,000
-20,000
-29% -$195K
GRDI
141
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$482K 0.19%
+50,000
New +$482K
GOAC.U
142
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$456K 0.18%
45,000
-80,000
-64% -$811K
PIAI.U
143
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$446K 0.17%
45,000
-55,000
-55% -$545K
FLACU
144
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$406K 0.16%
40,000
-10,000
-20% -$102K
CFIVU
145
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$401K 0.16%
40,000
-10,000
-20% -$100K
DHHCU
146
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$396K 0.15%
+40,000
New +$396K
KINZU
147
DELISTED
KINS Technology Group Inc. Unit
KINZU
$354K 0.14%
35,000
-115,000
-77% -$1.16M
PHICU
148
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$302K 0.12%
30,000
-70,000
-70% -$705K
BENEU
149
DELISTED
Benessere Capital Acquisition Corp. Unit
BENEU
$263K 0.1%
+25,000
New +$263K
AURCU
150
DELISTED
Aurora Acquisition Corp. Unit
AURCU
$259K 0.1%
+25,000
New +$259K
4 5
6
7 8