CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$256M
AUM Growth
+$40.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$12.4M
2
+$3.87M
3
+$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3M

Top Sells

1
+$2.91M
2
+$2.58M
3
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$498K 0.19%
50,000
127
$496K 0.19%
+50,000
128
$496K 0.19%
+50,000
129
$496K 0.19%
+50,000
130
$495K 0.19%
+50,000
131
$495K 0.19%
+50,000
132
$495K 0.19%
+50,000
133
$495K 0.19%
+50,000
134
$494K 0.19%
+50,000
135
$494K 0.19%
+50,000
136
$493K 0.19%
+50,000
137
$493K 0.19%
+50,000
138
$489K 0.19%
2,500
139
$488K 0.19%
50,000
140
$487K 0.19%
50,000
-20,000
141
$482K 0.19%
+50,000
142
$456K 0.18%
45,000
-80,000
143
$446K 0.17%
45,000
-55,000
144
$406K 0.16%
40,000
-10,000
145
$401K 0.16%
40,000
-10,000
146
$396K 0.15%
+40,000
147
$354K 0.14%
35,000
-115,000
148
$302K 0.12%
30,000
-70,000
149
$263K 0.1%
+25,000
150
$259K 0.1%
+25,000
4 5
6
7 8