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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$492M
AUM Growth
+$29.6M
Cap. Flow
+$48M
Cap. Flow %
9.75%
Top 10 Hldgs %
36.89%
Holding
301
New
48
Increased
17
Reduced
8
Closed
105

Top Buys

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$11.6M
2
BNAI
Brand Engagement Network
BNAI
+$11.4M
3
BZAI
Blaize Holdings
BZAI
+$11.3M
4
LHC
Leo Holdings Corp. II
LHC
+$9.52M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$7.02M

Top Sells

Rank Stock Value
1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.08M
2
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
+$4.17M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
EUDA icon
EUDA Health Holdings
EUDA
+$3.51M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 50.08%
2 Technology 10.58%
3 Consumer Discretionary 8.1%
4 Healthcare 3.85%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIVBU
101
DELISTED
LIV Capital Acquisition Corp. II Unit
LIVBU
$1.03M 0.21%
100,000
– –
BFAC.U
102
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$1.03M 0.21%
100,000
– –
LVACU
103
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$1.02M 0.21%
100,000
– –
ZURA icon
104
Zura Bio
ZURA
$552M
$1.02M 0.21%
+100,000
New +$1.01M
GCTS
105
GCT Semiconductor Holding
GCTS
$200M
$1.02M 0.21%
100,000
– –
SMAPU
106
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
$1.02M 0.21%
100,000
– –
CIIG
107
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$1.02M 0.21%
100,000
– –
PACI.U
108
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$1.02M 0.21%
100,000
– –
JUN
109
DELISTED
Juniper II Corp.
JUN
$1.02M 0.21%
100,000
– –
SWSSU
110
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$1.01M 0.21%
200,000
– –
PACX
111
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.01M 0.21%
100,000
– –
TZPSU
112
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$1.01M 0.21%
100,000
– –
NVAC
113
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
$1.01M 0.21%
100,000
– –
PEPLU
114
DELISTED
PepperLime Health Acquisition Corporation Unit
PEPLU
$1.01M 0.21%
100,000
– –
RWODU
115
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
$1.01M 0.21%
100,000
– –
PNTM.U
116
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$1.01M 0.21%
100,000
– –
PGRWU
117
DELISTED
Progress Acquisition Corp. Units
PGRWU
$1.01M 0.21%
100,000
– –
PHYT.U
118
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$1.01M 0.21%
100,000
– –
VPCB
119
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$1.01M 0.21%
100,000
– –
WPCA
120
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$1.01M 0.21%
100,000
– –
GPACU
121
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$1.01M 0.21%
100,000
– –
POWRU
122
DELISTED
Powered Brands Units
POWRU
$1.01M 0.21%
100,000
– –
FRONU
123
DELISTED
Frontier Acquisition Corp. Units
FRONU
$1.01M 0.2%
100,000
– –
VEEA
124
Veea Inc
VEEA
$6.94M
$1.01M 0.2%
+100,000
New +$1,000K
BLUA.U
125
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1.01M 0.2%
100,000
– –
3 4
5
6 7

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen Investment Management held 301 positions worth $492M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Investment Management deployed $48M of net new capital in Q4 2022, opening 48 new positions and adding to 17 existing holdings. Its largest new stake was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 44% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $3.5M trimmed.

  • Cowen Investment Management's largest Q4 2022 buy was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.
  • Cowen Investment Management added most to Brand Engagement Network in Q4 2022, an estimated $11.4M increase.
  • Cowen Investment Management's biggest Q4 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $3.5M.
  • Cowen Investment Management fully exited KL Acquisition Corp Class A Common Stock in Q4 2022, selling an estimated $6.08M.
  • Cowen Investment Management's ten largest holdings make up 37% of its $492M portfolio in Q4 2022.
  • Cowen Investment Management opened 48 new positions and closed 105 in Q4 2022.
  • Cowen Investment Management's portfolio value rose 6.4% quarter-over-quarter to $492M.

Based on Cowen Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.