CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$29.7M
Cap. Flow
+$20.9M
Cap. Flow %
4.27%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
15
Reduced
8
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BFAC.U
101
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$1.03M 0.21%
100,000
– –
LVACU
102
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$1.02M 0.21%
100,000
– –
ZURA icon
103
Zura Bio
ZURA
$135M
$1.02M 0.21%
+100,000
New +$1.02M
GCTS
104
GCT Semiconductor Holding
GCTS
$70.9M
$1.02M 0.21%
100,000
– –
SMAPU
105
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
$1.02M 0.21%
100,000
– –
CIIG
106
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$1.02M 0.21%
100,000
– –
PACI.U
107
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$1.02M 0.21%
100,000
– –
JUN
108
DELISTED
Juniper II Corp.
JUN
$1.02M 0.21%
100,000
– –
SWSSU
109
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$1.02M 0.21%
200,000
– –
PACX
110
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.01M 0.21%
100,000
– –
TZPSU
111
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$1.01M 0.21%
100,000
– –
NVAC
112
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
$1.01M 0.21%
100,000
– –
PEPLU
113
DELISTED
PepperLime Health Acquisition Corporation Unit
PEPLU
$1.01M 0.21%
100,000
– –
RWODU
114
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
$1.01M 0.21%
100,000
– –
PNTM.U
115
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$1.01M 0.21%
100,000
– –
PGRWU
116
DELISTED
Progress Acquisition Corp. Units
PGRWU
$1.01M 0.21%
100,000
– –
PHYT.U
117
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$1.01M 0.21%
100,000
– –
VPCB
118
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$1.01M 0.21%
100,000
– –
WPCA
119
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$1.01M 0.21%
100,000
– –
GPACU
120
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$1.01M 0.21%
100,000
– –
POWRU
121
DELISTED
Powered Brands Units
POWRU
$1.01M 0.21%
100,000
– –
FRONU
122
DELISTED
Frontier Acquisition Corp. Units
FRONU
$1.01M 0.2%
100,000
– –
VEEA
123
Veea Inc. Common Stock
VEEA
$27.2M
$1.01M 0.2%
+100,000
New +$1.01M
BLUA.U
124
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1.01M 0.2%
100,000
– –
LGACU
125
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$1.01M 0.2%
100,000
– –
3 4
5
6 7