CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNGL
101
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
$1M 0.21% 100,000 – –
GEEX
102
DELISTED
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
$1M 0.21% +100,000 New +$1M
EUCRU
103
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
$1M 0.21% 100,000 – –
ARGUU
104
DELISTED
Argus Capital Corp. Unit
ARGUU
$1M 0.21% 100,000 – –
LVACU
105
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$1M 0.21% 100,000 – –
RWODU
106
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
$1M 0.21% 100,000 – –
LIVBU
107
DELISTED
LIV Capital Acquisition Corp. II Unit
LIVBU
$1M 0.21% 100,000 – –
ZINGU
108
DELISTED
FTAC Zeus Acquisition Corp. Unit
ZINGU
$999K 0.21% 100,000 – –
ENTFU
109
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
$999K 0.21% 100,000 – –
LJAQU
110
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$999K 0.21% 100,000 – –
BFAC.U
111
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$998K 0.21% +100,000 New +$998K
OBIO icon
112
Orchestra BioMed
OBIO
$147M
$996K 0.21% 100,000 – –
SMAPU
113
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
$996K 0.21% 100,000 – –
SWSSU
114
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$995K 0.21% 100,000 – –
APACU
115
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$995K 0.21% 100,000 – –
GCTS
116
GCT Semiconductor Holding
GCTS
$73.7M
$994K 0.21% 100,000 – –
BOCNU
117
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$994K 0.21% 100,000 – –
EQD
118
DELISTED
Equity Distribution Acquisition Corp.
EQD
$994K 0.21% 100,000 – –
PEPLU
119
DELISTED
PepperLime Health Acquisition Corporation Unit
PEPLU
$993K 0.21% 100,000 – –
JUN
120
DELISTED
Juniper II Corp.
JUN
$993K 0.21% +100,000 New +$993K
WQGA
121
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
$993K 0.21% 100,000 – –
PGRWU
122
DELISTED
Progress Acquisition Corp. Units
PGRWU
$992K 0.21% 100,000 – –
BHACU
123
DELISTED
Focus Impact BH3 Acquisition Company Units
BHACU
$991K 0.21% 100,000 -25,000 -20% -$248K
PACI.U
124
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$991K 0.21% 100,000 – –
BOAC
125
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$991K 0.21% 100,000 – –
3 4
5
6 7