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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$127M
Cap. Flow
+$34.3M
Cap. Flow %
8.91%
Top 10 Hldgs %
56.04%
Holding
237
New
54
Increased
16
Reduced
20
Closed
32

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$27.4M
2
PTRAW
Proterra Inc. Warrant
PTRAW
+$18M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.43M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.51M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.36M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
+$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
+$1.73M
4
SPCK
The SPAC and New Issue ETF
SPCK
+$1.43M
5
ATA.U
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 29.53%
2 Healthcare 13.42%
3 Communication Services 1.79%
4 Industrials 1.23%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWSM
101
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$976K 0.25%
+100,000
New +$986K
LHC
102
DELISTED
Leo Holdings Corp. II
LHC
$972K 0.25%
100,000
– –
GFX
103
DELISTED
Golden Falcon Acquisition Corp.
GFX
$972K 0.25%
+100,000
New +$975K
TRCA
104
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$965K 0.25%
+100,000
New +$975K
CYXT
105
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$948K 0.25%
94,794
– –
CEF icon
106
Sprott Physical Gold and Silver Trust
CEF
$8.36B
$864K 0.22%
46,257
-176,585
-79% -$3.36M
XBI icon
107
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.5B
$858K 0.22%
+175,000
New +$23M
GSQD.U
108
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$854K 0.22%
85,000
– –
CTAQU
109
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$850K 0.22%
85,000
– –
OTRAU
110
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$783K 0.2%
75,000
-15,000
-17% -$154K
MACUU
111
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$773K 0.2%
75,000
– –
ACKIU
112
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$767K 0.2%
75,000
-25,000
-25% -$255K
SEAH
113
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$756K 0.2%
75,000
-75,000
-50% -$757K
EPHYU
114
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$755K 0.2%
75,000
– –
NDACU
115
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$755K 0.2%
+75,000
New +$757K
HCARU
116
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$754K 0.2%
75,000
– –
GSEVU
117
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$754K 0.2%
75,000
+50,000
+200% +$503K
KAIRU
118
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$752K 0.2%
75,000
-25,000
-25% -$252K
DMYQ.U
119
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
$752K 0.2%
75,000
– –
KLAQU
120
DELISTED
KL Acquisition Corp Unit
KLAQU
$750K 0.19%
75,000
– –
HIIIU
121
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$749K 0.19%
75,000
– –
PMGMU
122
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$747K 0.19%
75,000
– –
SRNG
123
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
$747K 0.19%
+75,000
New +$749K
OMEG
124
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$746K 0.19%
+75,000
New +$746K
GBTG icon
125
American Express Global Business Travel
GBTG
$4.94B
$734K 0.19%
75,000
– –
3 4
5
6 7

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AMG
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B
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XS
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AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen Investment Management held 237 positions worth $385M, up 49% from $259M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Investment Management deployed $34.3M of net new capital in Q2 2021, opening 54 new positions and adding to 16 existing holdings. Its largest new stake was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 41% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $3.36M trimmed.

  • Cowen Investment Management's largest Q2 2021 buy was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.
  • Cowen Investment Management added most to AstraZeneca in Q2 2021, an estimated $27.4M increase.
  • Cowen Investment Management's biggest Q2 2021 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $3.36M.
  • Cowen Investment Management fully exited Foresight Acquisition Corp. Units in Q2 2021, selling an estimated $2.97M.
  • Cowen Investment Management's ten largest holdings make up 56% of its $385M portfolio in Q2 2021.
  • Cowen Investment Management opened 54 new positions and closed 32 in Q2 2021.
  • Cowen Investment Management's portfolio value rose 49% quarter-over-quarter to $385M.

Based on Cowen Investment Management's 13F filing for Q2 2021, filed 11 Aug 2021.