CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$383M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JWSM
101
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$976K 0.25%
+100,000
New +$976K
LHC
102
DELISTED
Leo Holdings Corp. II
LHC
$972K 0.25%
100,000
– –
GFX
103
DELISTED
Golden Falcon Acquisition Corp.
GFX
$972K 0.25%
+100,000
New +$972K
TRCA
104
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$965K 0.25%
+100,000
New +$965K
CYXT
105
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$948K 0.25%
94,794
– –
CEF icon
106
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$864K 0.22%
46,257
-176,585
-79% -$3.3M
GSQD.U
107
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$854K 0.22%
85,000
– –
CTAQU
108
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$850K 0.22%
85,000
– –
OTRAU
109
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$783K 0.2%
75,000
-15,000
-17% -$157K
MACUU
110
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$773K 0.2%
75,000
– –
ACKIU
111
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
$767K 0.2%
75,000
-25,000
-25% -$256K
SEAH
112
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$756K 0.2%
75,000
-75,000
-50% -$756K
EPHYU
113
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$755K 0.2%
75,000
– –
NDACU
114
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$755K 0.2%
+75,000
New +$755K
HCARU
115
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$754K 0.2%
75,000
– –
GSEVU
116
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$754K 0.2%
75,000
+50,000
+200% +$503K
KAIRU
117
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$752K 0.2%
75,000
-25,000
-25% -$251K
DMYQ.U
118
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
$752K 0.2%
75,000
– –
KLAQU
119
DELISTED
KL Acquisition Corp Unit
KLAQU
$750K 0.19%
75,000
– –
HIIIU
120
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$749K 0.19%
75,000
– –
PMGMU
121
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$747K 0.19%
75,000
– –
SRNG
122
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
$747K 0.19%
+75,000
New +$747K
OMEG
123
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$746K 0.19%
+75,000
New +$746K
GBTG icon
124
American Express Global Business Travel
GBTG
$3.88B
$734K 0.19%
75,000
– –
PMVC
125
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$731K 0.19%
75,000
– –
3 4
5
6 7