We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$259M
AUM Growth
+$42.1M
Cap. Flow
+$90.2M
Cap. Flow %
34.9%
Top 10 Hldgs %
47.08%
Holding
283
New
130
Increased
2
Reduced
34
Closed
100

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$12.6M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$4.13M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
+$3.73M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.53M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3.06M

Top Sells

Rank Stock Value
1
ERESU
East Resources Acquisition Company Unit
ERESU
+$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp Unit
AHACU
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

Rank Sector Weight
1 Financials 41.16%
2 Healthcare 6.5%
3 Communication Services 1.47%
4 Technology 1.42%
5 Materials 0.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCPE
101
DELISTED
SC Health Corporation
SCPE
$706K 0.27%
70,000
-5,000
-7% -$51.6K
FVAM
102
DELISTED
5:01 Acquisition Corp
FVAM
$699K 0.27%
70,000
-30,000
-30% -$313K
PSTH
103
PUT
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$689K 0.27%
+25,000
New +$701K
SPNT icon
104
SiriusPoint
SPNT
$2.66B
$688K 0.27%
+67,613
New +$686K
DBDRU
105
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$663K 0.26%
65,000
-10,000
-13% -$108K
HIGA.U
106
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$614K 0.24%
60,000
-15,000
-20% -$160K
SNRHU
107
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$601K 0.23%
60,000
-40,000
-40% -$424K
JYAC
108
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$590K 0.23%
60,000
-40,000
-40% -$413K
TVACU
109
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
$560K 0.22%
55,000
-45,000
-45% -$480K
SRNGU
110
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$557K 0.22%
+55,000
New +$573K
SCOAU
111
DELISTED
ScION Tech Growth I Unit
SCOAU
$553K 0.21%
+55,000
New +$584K
SQM icon
112
Sociedad Química y Minera de Chile
SQM
$20.4B
$531K 0.21%
+10,000
New +$548K
UL icon
113
Unilever
UL
$133B
$519K 0.2%
8,263
– –
FOXWU
114
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$518K 0.2%
+50,000
New +$521K
SPY icon
115
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$514K 0.2%
140,000
-20,000
-13% -$7.71M
LEGOU
116
DELISTED
Legato Merger Corp. Units
LEGOU
$507K 0.2%
+50,000
New +$518K
SV
117
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$506K 0.2%
+50,000
New +$528K
GMBTU
118
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$505K 0.2%
+50,000
New +$530K
BSN.U
119
DELISTED
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$505K 0.2%
50,000
-50,000
-50% -$538K
WPCA.U
120
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$504K 0.2%
+50,000
New +$505K
CRU
121
DELISTED
Crucible Acquisition Corporation
CRU
$503K 0.19%
+50,000
New +$502K
ANAC.U
122
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$500K 0.19%
+50,000
New +$505K
VENAU
123
DELISTED
Venus Acquisition Corporation Units
VENAU
$500K 0.19%
+50,000
New +$511K
TSIBU
124
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$500K 0.19%
+50,000
New +$515K
ANZUU
125
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$499K 0.19%
+50,000
New +$500K
3 4
5
6 7

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen Investment Management held 283 positions worth $259M, up 19% from $216M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Cowen Investment Management deployed $90.2M of net new capital in Q1 2021, opening 130 new positions and adding to 2 existing holdings. Its largest new stake was AstraZeneca: 125,200 shares worth $12.4M.

By sector, the portfolio is most concentrated in Financials at 41% of assets, down from 42% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant, an estimated $1.56M trimmed.

  • Cowen Investment Management's largest Q1 2021 buy was AstraZeneca: 125,200 shares worth $12.4M.
  • Cowen Investment Management added most to CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc in Q1 2021, an estimated $529K increase.
  • Cowen Investment Management's biggest Q1 2021 reduction was Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant, cutting an estimated $1.56M.
  • Cowen Investment Management fully exited East Resources Acquisition Company Unit in Q1 2021, selling an estimated $2.91M.
  • Cowen Investment Management's ten largest holdings make up 47% of its $259M portfolio in Q1 2021.
  • Cowen Investment Management opened 130 new positions and closed 100 in Q1 2021.
  • Cowen Investment Management's portfolio value rose 19% quarter-over-quarter to $259M.

Based on Cowen Investment Management's 13F filing for Q1 2021, filed 14 May 2021.