CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FVAM
101
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$699K 0.27% 70,000 -30,000 -30% -$300K
SPNT icon
102
SiriusPoint
SPNT
$2.19B
$688K 0.27% +67,613 New +$688K
DBDRU
103
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$663K 0.26% 65,000 -10,000 -13% -$102K
HIGA.U
104
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$614K 0.24% 60,000 -15,000 -20% -$154K
SNRHU
105
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$601K 0.23% 60,000 -40,000 -40% -$401K
JYAC
106
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$590K 0.23% 60,000 -40,000 -40% -$393K
TVACU
107
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
$560K 0.22% 55,000 -45,000 -45% -$458K
SRNGU
108
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$557K 0.22% +55,000 New +$557K
SCOAU
109
DELISTED
ScION Tech Growth I Unit
SCOAU
$553K 0.21% +55,000 New +$553K
SQM icon
110
Sociedad Química y Minera de Chile
SQM
$13B
$531K 0.21% +10,000 New +$531K
UL icon
111
Unilever
UL
$155B
$519K 0.2% 9,296 – –
FOXWU
112
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$518K 0.2% +50,000 New +$518K
LEGOU
113
DELISTED
Legato Merger Corp. Units
LEGOU
$507K 0.2% +50,000 New +$507K
SV
114
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$506K 0.2% +50,000 New +$506K
GMBTU
115
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$505K 0.2% +50,000 New +$505K
BSN.U
116
DELISTED
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$505K 0.2% 50,000 -50,000 -50% -$505K
WPCA.U
117
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$504K 0.2% +50,000 New +$504K
CRU
118
DELISTED
Crucible Acquisition Corporation
CRU
$503K 0.19% +50,000 New +$503K
ANAC.U
119
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$500K 0.19% +50,000 New +$500K
VENAU
120
DELISTED
Venus Acquisition Corporation Units
VENAU
$500K 0.19% +50,000 New +$500K
TSIBU
121
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$500K 0.19% +50,000 New +$500K
ANZUU
122
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$499K 0.19% +50,000 New +$499K
EUCR
123
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$499K 0.19% +50,000 New +$499K
WPCB.U
124
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$499K 0.19% +50,000 New +$499K
ENPC.U
125
DELISTED
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$499K 0.19% 50,000 -63,000 -56% -$629K
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5
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