CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$256M
AUM Growth
+$40.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$12.4M
2
+$3.87M
3
+$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3M

Top Sells

1
+$2.91M
2
+$2.58M
3
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$699K 0.27%
70,000
-30,000
102
$688K 0.27%
+67,613
103
$663K 0.26%
65,000
-10,000
104
$614K 0.24%
60,000
-15,000
105
$601K 0.23%
60,000
-40,000
106
$590K 0.23%
60,000
-40,000
107
$560K 0.22%
55,000
-45,000
108
$557K 0.22%
+55,000
109
$553K 0.21%
+55,000
110
$531K 0.21%
+10,000
111
$519K 0.2%
9,296
112
$518K 0.2%
+50,000
113
$507K 0.2%
+50,000
114
$506K 0.2%
+50,000
115
$505K 0.2%
+50,000
116
$505K 0.2%
50,000
-50,000
117
$504K 0.2%
+50,000
118
$503K 0.19%
+50,000
119
$500K 0.19%
+50,000
120
$500K 0.19%
+50,000
121
$500K 0.19%
+50,000
122
$499K 0.19%
+50,000
123
$499K 0.19%
+50,000
124
$499K 0.19%
+50,000
125
$499K 0.19%
50,000
-63,000
3 4
5
6 7