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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$492M
AUM Growth
+$29.6M
Cap. Flow
+$48M
Cap. Flow %
9.75%
Top 10 Hldgs %
36.89%
Holding
301
New
48
Increased
17
Reduced
8
Closed
105

Top Buys

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$11.6M
2
BNAI
Brand Engagement Network
BNAI
+$11.4M
3
BZAI
Blaize Holdings
BZAI
+$11.3M
4
LHC
Leo Holdings Corp. II
LHC
+$9.52M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$7.02M

Top Sells

Rank Stock Value
1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.08M
2
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
+$4.17M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
EUDA icon
EUDA Health Holdings
EUDA
+$3.51M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 50.08%
2 Technology 10.58%
3 Consumer Discretionary 8.1%
4 Healthcare 3.85%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVE.U
76
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
$1.54M 0.31%
150,000
– –
DPCS
77
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
$1.54M 0.31%
150,000
– –
FTII
78
DELISTED
FutureTech II Acquisition Corp. Class A Common Stock
FTII
$1.54M 0.31%
+150,000
New +$1.52M
AVHI
79
DELISTED
Achari Ventures Holdings Corp I
AVHI
$1.53M 0.31%
150,000
– –
PICC
80
DELISTED
Pivotal Investment Corporation III
PICC
$1.52M 0.31%
+150,000
New +$1.49M
WPCB
81
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$1.51M 0.31%
150,000
– –
ACQR
82
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$1.51M 0.31%
150,000
– –
TRTL.U
83
DELISTED
TortoiseEcofin Acquisition Corp. III Units each consisting of one Class A Ordinary Share, and one-fourth of one redeemable warrant
TRTL.U
$1.5M 0.31%
150,000
– –
FSNB.U
84
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$1.5M 0.31%
150,000
– –
KVSA
85
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.5M 0.3%
150,000
– –
AMCIU
86
DELISTED
AMCI Acquisition Corp II Units
AMCIU
$1.5M 0.3%
150,000
– –
DGNU
87
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$1.48M 0.3%
150,000
– –
CRZN
88
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
$1.41M 0.29%
140,000
– –
SPY icon
89
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$1.41M 0.29%
186,500
+51,500
+38% +$19.8M
AISP
90
Airship AI Holdings
AISP
$71.3M
$1.26M 0.26%
125,000
– –
VAQC
91
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$1.17M 0.24%
+116,000
New +$1.16M
IMO icon
92
Imperial Oil
IMO
$63.1B
$1.16M 0.24%
+23,776
New +$1.23M
MIT
93
DELISTED
Mason Industrial Technology, Inc.
MIT
$1.12M 0.23%
112,500
-212,500
-65% -$2.11M
FEXDU
94
DELISTED
Fintech Ecosystem Development Corp. Units
FEXDU
$1.04M 0.21%
100,000
– –
ENTFU
95
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
$1.03M 0.21%
100,000
– –
GEEX
96
DELISTED
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
$1.03M 0.21%
100,000
– –
IVCAU
97
DELISTED
Investcorp AI Acquisition Corp. Unit
IVCAU
$1.03M 0.21%
100,000
– –
CITEU
98
DELISTED
Cartica Acquisition Corp Unit
CITEU
$1.03M 0.21%
100,000
– –
APCA.U
99
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$1.03M 0.21%
100,000
– –
ALSA
100
DELISTED
Alpha Star Acquisition Corp
ALSA
$1.03M 0.21%
+100,000
New +$1.02M
2 3
4
5 6

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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen Investment Management held 301 positions worth $492M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Investment Management deployed $48M of net new capital in Q4 2022, opening 48 new positions and adding to 17 existing holdings. Its largest new stake was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 44% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $3.5M trimmed.

  • Cowen Investment Management's largest Q4 2022 buy was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.
  • Cowen Investment Management added most to Brand Engagement Network in Q4 2022, an estimated $11.4M increase.
  • Cowen Investment Management's biggest Q4 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $3.5M.
  • Cowen Investment Management fully exited KL Acquisition Corp Class A Common Stock in Q4 2022, selling an estimated $6.08M.
  • Cowen Investment Management's ten largest holdings make up 37% of its $492M portfolio in Q4 2022.
  • Cowen Investment Management opened 48 new positions and closed 105 in Q4 2022.
  • Cowen Investment Management's portfolio value rose 6.4% quarter-over-quarter to $492M.

Based on Cowen Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.