We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$127M
Cap. Flow
+$34.3M
Cap. Flow %
8.91%
Top 10 Hldgs %
56.04%
Holding
237
New
54
Increased
16
Reduced
20
Closed
32

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$27.4M
2
PTRAW
Proterra Inc. Warrant
PTRAW
+$18M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.43M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.51M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.36M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
+$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
+$1.73M
4
SPCK
The SPAC and New Issue ETF
SPCK
+$1.43M
5
ATA.U
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 29.53%
2 Healthcare 13.42%
3 Communication Services 1.79%
4 Industrials 1.23%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHQAU
76
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$999K 0.26%
+100,000
New +$999K
BSKYU
77
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$999K 0.26%
+100,000
New +$1M
LGACU
78
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$998K 0.26%
100,000
– –
OSTRU
79
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$998K 0.26%
100,000
– –
MACQU
80
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$998K 0.26%
100,000
– –
IPVF.U
81
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
$998K 0.26%
+100,000
New +$997K
TSPQ.U
82
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$997K 0.26%
+100,000
New +$999K
IPVA.U
83
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$997K 0.26%
+100,000
New +$998K
HCIIU
84
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$996K 0.26%
100,000
– –
CBAH.U
85
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$996K 0.26%
100,000
– –
IPVIU
86
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
$995K 0.26%
+100,000
New +$998K
SVFB
87
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$995K 0.26%
+100,000
New +$1.01M
SYM icon
88
Symbotic
SYM
$5.42B
$994K 0.26%
100,000
+75,000
+300% +$756K
TZPSU
89
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$994K 0.26%
100,000
– –
AFAQU
90
DELISTED
AF Acquisition Corp Units
AFAQU
$994K 0.26%
+100,000
New +$994K
CPTK.U
91
DELISTED
Crown PropTech Acquisitions Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CPTK.U
$993K 0.26%
100,000
– –
SSAAU
92
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$993K 0.26%
100,000
– –
BOAS.U
93
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$991K 0.26%
100,000
– –
GPACU
94
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$990K 0.26%
100,000
– –
PRPB
95
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$989K 0.26%
+100,000
New +$992K
XPOA
96
DELISTED
DPCM Capital, Inc.
XPOA
$988K 0.26%
+100,000
New +$990K
HPX
97
DELISTED
HPX Corp.
HPX
$985K 0.26%
100,000
– –
ISLE
98
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$980K 0.25%
+100,000
New +$976K
LGAC
99
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$978K 0.25%
+100,000
New +$982K
GOAC
100
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$978K 0.25%
+100,000
New +$987K
2 3
4
5 6

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen Investment Management held 237 positions worth $385M, up 49% from $259M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Investment Management deployed $34.3M of net new capital in Q2 2021, opening 54 new positions and adding to 16 existing holdings. Its largest new stake was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 41% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $3.36M trimmed.

  • Cowen Investment Management's largest Q2 2021 buy was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.
  • Cowen Investment Management added most to AstraZeneca in Q2 2021, an estimated $27.4M increase.
  • Cowen Investment Management's biggest Q2 2021 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $3.36M.
  • Cowen Investment Management fully exited Foresight Acquisition Corp. Units in Q2 2021, selling an estimated $2.97M.
  • Cowen Investment Management's ten largest holdings make up 56% of its $385M portfolio in Q2 2021.
  • Cowen Investment Management opened 54 new positions and closed 32 in Q2 2021.
  • Cowen Investment Management's portfolio value rose 49% quarter-over-quarter to $385M.

Based on Cowen Investment Management's 13F filing for Q2 2021, filed 11 Aug 2021.