CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$127M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHQAU
76
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$999K 0.26%
+100,000
New +$999K
BSKYU
77
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$999K 0.26%
+100,000
New +$999K
LGACU
78
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$998K 0.26%
100,000
– –
OSTRU
79
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$998K 0.26%
100,000
– –
MACQU
80
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$998K 0.26%
100,000
– –
IPVF.U
81
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
$998K 0.26%
+100,000
New +$998K
TSPQ.U
82
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$997K 0.26%
+100,000
New +$997K
IPVA.U
83
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$997K 0.26%
+100,000
New +$997K
HCIIU
84
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$996K 0.26%
100,000
– –
CBAH.U
85
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$996K 0.26%
100,000
– –
IPVIU
86
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
$995K 0.26%
+100,000
New +$995K
SVFB
87
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$995K 0.26%
+100,000
New +$995K
SYM icon
88
Symbotic
SYM
$4.94B
$994K 0.26%
100,000
+75,000
+300% +$746K
TZPSU
89
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$994K 0.26%
100,000
– –
AFAQU
90
DELISTED
AF Acquisition Corp. Units
AFAQU
$994K 0.26%
+100,000
New +$994K
CPTK.U
91
DELISTED
Crown PropTech Acquisitions Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CPTK.U
$993K 0.26%
100,000
– –
SSAAU
92
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$993K 0.26%
100,000
– –
BOAS.U
93
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$991K 0.26%
100,000
– –
GPACU
94
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$990K 0.26%
100,000
– –
PRPB
95
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$989K 0.26%
+100,000
New +$989K
XPOA
96
DELISTED
DPCM Capital, Inc.
XPOA
$988K 0.26%
+100,000
New +$988K
HPX
97
DELISTED
HPX Corp.
HPX
$985K 0.26%
100,000
– –
ISLE
98
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$980K 0.25%
+100,000
New +$980K
LGAC
99
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$978K 0.25%
+100,000
New +$978K
GOAC
100
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$978K 0.25%
+100,000
New +$978K
2 3
4
5 6