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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$168M
AUM Growth
-$216M
Cap. Flow
-$176M
Cap. Flow %
-105.21%
Top 10 Hldgs %
66.6%
Holding
125
New
10
Increased
14
Reduced
5
Closed
79

Top Buys

Rank Stock Value
1
KCGI
Kensington Capital Acquisition Corp. V
KCGI
+$9.97M
2
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
+$6.88M
3
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$4.65M
4
PFTA
Perception Capital Corp. III Class A Ordinary Share
PFTA
+$4.12M
5
JGGC
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
+$3.68M

Top Sells

Rank Stock Value
1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
+$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
+$12.7M
4
MTVC
Motive Capital Corp II
MTVC
+$10.7M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$9.85M

Sector Composition

Rank Sector Weight
1 Financials 64.6%
2 Consumer Discretionary 7.57%
3 Real Estate 5.78%
4 Industrials 4.51%
5 Technology 4.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLECW icon
51
Moolec Science SA Warrant
MLECW
– –
-50,000
Closed -$5.61K
PIIIW icon
52
P3 Health Partners Inc Warrant
PIIIW
$180K
– –
-25,000
Closed -$2K
RDZN icon
53
Roadzen
RDZN
$111M
– –
-250,000
Closed -$2.61M
SOAR icon
54
Volato Group
SOAR
$8.72M
– –
-3,200
Closed -$834K
TBLAW
55
DELISTED
Taboola.com Ltd Warrant
TBLAW
– –
-697,500
Closed -$286K
UWMC.WS
56
DELISTED
UWM Holdings Warrants
UWMC.WS
– –
-12,044
Closed -$2.44K
STI icon
57
Solidion Technology
STI
$66.7M
– –
-12,400
Closed -$6.54M
AIRJ
58
Montana Technologies Corp
AIRJ
$457M
– –
-250,000
Closed -$2.56M
GCTS
59
GCT Semiconductor Holding
GCTS
$203M
– –
-570,000
Closed -$5.91M
DEVS
60
DELISTED
DevvStream Corp
DEVS
– –
-80,500
Closed -$8.37M
ASBP
61
Aspire Biopharma
ASBP
$9.58M
– –
-208
Closed -$2.63M
XAGE
62
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
– –
-4,833
Closed -$1.47M
PNST
63
DELISTED
Pinstripes Holdings, Inc.
PNST
– –
-220,000
Closed -$2.29M
NKGN
64
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
– –
-750,000
Closed -$7.6M
ALCE
65
DELISTED
Alternus Clean Energy Inc
ALCE
– –
-29,400
Closed -$7.54M
CITE
66
DELISTED
Cartica Acquisition Corp Class A Ordinary Shares
CITE
– –
-510,000
Closed -$5.37M
CSLM
67
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
– –
-55,000
Closed -$570K
MITAU
68
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
– –
-250,000
Closed -$2.56M
BFAC
69
DELISTED
Battery Future Acquisition Corp.
BFAC
– –
-250,000
Closed -$2.61M
THCP
70
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
– –
-815,000
Closed -$8.25M
DPCS
71
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
– –
-150,000
Closed -$1.57M
RRAC
72
DELISTED
Rigel Resource Acquisition Corp.
RRAC
– –
-200,000
Closed -$2.09M
ZPTA
73
DELISTED
Zapata Computing Holdings Inc. Common Stock
ZPTA
– –
-250,000
Closed -$2.63M
GTAC
74
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
– –
-300,000
Closed -$3.14M
BHACW
75
DELISTED
Focus Impact BH3 Acquisition Company Warrants
BHACW
– –
-50,000
Closed -$6.5K
1 2
3
4 5

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
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Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q2 2023 Portfolio in Review

As of Q2 2023, Cowen Investment Management held 125 positions worth $168M, down 56% from $383M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen Investment Management withdrew a net $176M in Q2 2023, closing 79 positions and reducing 5 holdings. Its most notable exit was Churchill Capital Corp VII Class A Common Stock, an estimated $26.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 65% of assets, down from 67% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Cowen Investment Management opened a new position in Kensington Capital Acquisition Corp. V worth $10M.

  • Cowen Investment Management's largest Q2 2023 buy was Kensington Capital Acquisition Corp. V: 950,000 shares worth $10M.
  • Cowen Investment Management added most to Star Holdings Shares of Beneficial Interest in Q2 2023, an estimated $6.88M increase.
  • Cowen Investment Management's biggest Q2 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $9.85M.
  • Cowen Investment Management fully exited Churchill Capital Corp VII Class A Common Stock in Q2 2023, selling an estimated $26.2M.
  • Cowen Investment Management's ten largest holdings make up 67% of its $168M portfolio in Q2 2023.
  • Cowen Investment Management opened 10 new positions and closed 79 in Q2 2023.
  • Cowen Investment Management's portfolio value fell 56% quarter-over-quarter to $168M.

Based on Cowen Investment Management's 13F filing for Q2 2023, filed 15 Aug 2023.