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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$492M
AUM Growth
+$29.6M
Cap. Flow
+$48M
Cap. Flow %
9.75%
Top 10 Hldgs %
36.89%
Holding
301
New
48
Increased
17
Reduced
8
Closed
105

Top Buys

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$11.6M
2
BNAI
Brand Engagement Network
BNAI
+$11.4M
3
BZAI
Blaize Holdings
BZAI
+$11.3M
4
LHC
Leo Holdings Corp. II
LHC
+$9.52M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$7.02M

Top Sells

Rank Stock Value
1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.08M
2
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
+$4.17M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
EUDA icon
EUDA Health Holdings
EUDA
+$3.51M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 50.08%
2 Technology 10.58%
3 Consumer Discretionary 8.1%
4 Healthcare 3.85%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRACU
51
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$2.52M 0.51%
250,000
– –
CPAR
52
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$2.52M 0.51%
250,000
– –
MITAU
53
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$2.51M 0.51%
250,000
– –
CLBR.U
54
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
$2.5M 0.51%
250,000
– –
MEKA
55
DELISTED
MELI Kaszek Pioneer Corp Class A Ordinary Shares
MEKA
$2.5M 0.51%
+250,000
New +$2.48M
PDOT
56
DELISTED
Peridot Acquisition Corp. II
PDOT
$2.38M 0.48%
235,000
+135,000
+135% +$1.35M
ABGI
57
DELISTED
ABG Acquisition Corp. I
ABGI
$2.27M 0.46%
225,000
– –
VMCAU
58
DELISTED
Valuence Merger Corp. I Unit
VMCAU
$2.16M 0.44%
200,000
– –
LDTC
59
DELISTED
LeddarTech
LDTC
$2.14M 0.43%
+430,000
New +$2.16M
ICNC.U
60
DELISTED
Iconic Sports Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ICNC.U
$2.08M 0.42%
200,000
– –
BNIX
61
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$2.03M 0.41%
200,000
– –
MBSC
62
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$2.03M 0.41%
200,000
– –
ROSS
63
DELISTED
Ross Acquisition Corp II
ROSS
$2.02M 0.41%
200,000
– –
SMIHU
64
DELISTED
Summit Healthcare Acquisition Corp. Units
SMIHU
$2.02M 0.41%
200,000
– –
HERA
65
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$2.02M 0.41%
200,000
– –
SPWR icon
66
SunPower Inc
SPWR
$46.4M
$2.02M 0.41%
+200,000
New +$2M
EOCW
67
DELISTED
Elliott Opportunity II Corp.
EOCW
$2.02M 0.41%
+200,000
New +$1.99M
FMIV
68
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$2.01M 0.41%
200,000
– –
TETC
69
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$2.01M 0.41%
200,000
– –
ZT
70
DELISTED
Zimmer Energy Transition Acquisition Corp. Class A Common Stock
ZT
$1.99M 0.4%
200,000
– –
TWCBU
71
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$1.98M 0.4%
200,000
– –
PANA
72
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$1.96M 0.4%
195,000
+145,000
+290% +$1.44M
CLAA
73
DELISTED
Colonnade Acquisition Corp. II
CLAA
$1.91M 0.39%
+190,000
New +$1.9M
SAFE
74
Safehold
SAFE
$1.09B
$1.81M 0.37%
38,060
-3,028
-7% -$146K
PTOC
75
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$1.68M 0.34%
+167,000
New +$1.66M
1 2
3
4 5

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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
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Cowen Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen Investment Management held 301 positions worth $492M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Investment Management deployed $48M of net new capital in Q4 2022, opening 48 new positions and adding to 17 existing holdings. Its largest new stake was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 44% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $3.5M trimmed.

  • Cowen Investment Management's largest Q4 2022 buy was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.
  • Cowen Investment Management added most to Brand Engagement Network in Q4 2022, an estimated $11.4M increase.
  • Cowen Investment Management's biggest Q4 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $3.5M.
  • Cowen Investment Management fully exited KL Acquisition Corp Class A Common Stock in Q4 2022, selling an estimated $6.08M.
  • Cowen Investment Management's ten largest holdings make up 37% of its $492M portfolio in Q4 2022.
  • Cowen Investment Management opened 48 new positions and closed 105 in Q4 2022.
  • Cowen Investment Management's portfolio value rose 6.4% quarter-over-quarter to $492M.

Based on Cowen Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.