CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KAHC.U
51
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$1M 0.39% +100,000 New +$1M
AAC.U
52
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1M 0.39% +100,000 New +$1M
LGACU
53
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$1M 0.39% +100,000 New +$1M
EDTXU
54
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1M 0.39% 100,000 – –
ADOC
55
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$998K 0.39% 100,000 – –
EUSGU
56
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
$998K 0.39% +100,000 New +$998K
BLUA.U
57
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$997K 0.39% +100,000 New +$997K
OEPWU
58
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$997K 0.39% +100,000 New +$997K
TZPSU
59
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$996K 0.39% +100,000 New +$996K
CBAH.U
60
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$996K 0.39% 100,000 +50,000 +100% +$498K
SDACU
61
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$995K 0.38% +100,000 New +$995K
LJAQU
62
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$995K 0.38% +100,000 New +$995K
MACQU
63
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$995K 0.38% +100,000 New +$995K
RBOT icon
64
Vicarious Surgical
RBOT
$36.4M
$994K 0.38% 100,000 – –
CPTK.U
65
DELISTED
Crown PropTech Acquisitions Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CPTK.U
$994K 0.38% +100,000 New +$994K
MIT.U
66
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$994K 0.38% +100,000 New +$994K
MDH.U
67
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$994K 0.38% +100,000 New +$994K
SPTKU
68
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$994K 0.38% +100,000 New +$994K
SSAAU
69
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$994K 0.38% +100,000 New +$994K
POWRU
70
DELISTED
Powered Brands Units
POWRU
$992K 0.38% +100,000 New +$992K
SCLEU
71
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$991K 0.38% +100,000 New +$991K
BOAS.U
72
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$991K 0.38% +100,000 New +$991K
GPACU
73
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$990K 0.38% +100,000 New +$990K
PNTM.U
74
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$990K 0.38% +100,000 New +$990K
OSTRU
75
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$989K 0.38% +100,000 New +$989K
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