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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$259M
AUM Growth
+$42.1M
Cap. Flow
+$90.2M
Cap. Flow %
34.9%
Top 10 Hldgs %
47.08%
Holding
283
New
130
Increased
2
Reduced
34
Closed
100

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$12.6M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$4.13M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
+$3.73M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.53M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3.06M

Top Sells

Rank Stock Value
1
ERESU
East Resources Acquisition Company Unit
ERESU
+$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp Unit
AHACU
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

Rank Sector Weight
1 Financials 41.16%
2 Healthcare 6.5%
3 Communication Services 1.47%
4 Technology 1.42%
5 Materials 0.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAIRU
51
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$1M 0.39%
+100,000
New +$1.03M
KAHC.U
52
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$1M 0.39%
+100,000
New +$1M
AAC.U
53
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1M 0.39%
+100,000
New +$1.02M
LGACU
54
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$1M 0.39%
+100,000
New +$1.02M
EDTXU
55
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1M 0.39%
100,000
– –
ADOC
56
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$998K 0.39%
100,000
– –
EUSGU
57
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
$998K 0.39%
+100,000
New +$1.06M
BLUA.U
58
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$997K 0.39%
+100,000
New +$1.03M
OEPWU
59
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$997K 0.39%
+100,000
New +$1.02M
TZPSU
60
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$996K 0.39%
+100,000
New +$1.02M
CBAH.U
61
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$996K 0.39%
100,000
+50,000
+100% +$529K
SDACU
62
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$995K 0.38%
+100,000
New +$1.05M
LJAQU
63
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$995K 0.38%
+100,000
New +$1.03M
MACQU
64
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$995K 0.38%
+100,000
New +$996K
RBOT
65
DELISTED
Vicarious Surgical
RBOT
$994K 0.38%
3,333
– –
CPTK.U
66
DELISTED
Crown PropTech Acquisitions Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CPTK.U
$994K 0.38%
+100,000
New +$1.01M
MIT.U
67
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$994K 0.38%
+100,000
New +$1.01M
MDH.U
68
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$994K 0.38%
+100,000
New +$1.01M
SPTKU
69
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$994K 0.38%
+100,000
New +$1.01M
SSAAU
70
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$994K 0.38%
+100,000
New +$1.03M
POWRU
71
DELISTED
Powered Brands Units
POWRU
$992K 0.38%
+100,000
New +$1.04M
SCLEU
72
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$991K 0.38%
+100,000
New +$1.02M
BOAS.U
73
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$991K 0.38%
+100,000
New +$999K
GPACU
74
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$990K 0.38%
+100,000
New +$1.02M
PNTM.U
75
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$990K 0.38%
+100,000
New +$1.03M
1 2
3
4 5

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen Investment Management held 283 positions worth $259M, up 19% from $216M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Cowen Investment Management deployed $90.2M of net new capital in Q1 2021, opening 130 new positions and adding to 2 existing holdings. Its largest new stake was AstraZeneca: 125,200 shares worth $12.4M.

By sector, the portfolio is most concentrated in Financials at 41% of assets, down from 42% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant, an estimated $1.56M trimmed.

  • Cowen Investment Management's largest Q1 2021 buy was AstraZeneca: 125,200 shares worth $12.4M.
  • Cowen Investment Management added most to CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc in Q1 2021, an estimated $529K increase.
  • Cowen Investment Management's biggest Q1 2021 reduction was Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant, cutting an estimated $1.56M.
  • Cowen Investment Management fully exited East Resources Acquisition Company Unit in Q1 2021, selling an estimated $2.91M.
  • Cowen Investment Management's ten largest holdings make up 47% of its $259M portfolio in Q1 2021.
  • Cowen Investment Management opened 130 new positions and closed 100 in Q1 2021.
  • Cowen Investment Management's portfolio value rose 19% quarter-over-quarter to $259M.

Based on Cowen Investment Management's 13F filing for Q1 2021, filed 14 May 2021.