CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+0.33%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$166M
AUM Growth
+$166M
Cap. Flow
-$215M
Cap. Flow %
-129.16%
Top 10 Hldgs %
67.07%
Holding
125
New
9
Increased
12
Reduced
6
Closed
79

Top Buys

1
KCGI
Kensington Capital Acquisition Corp. V
KCGI
$10M
2
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
$6.38M
3
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$4.68M
4
PFTA
Perception Capital Corp. III Class A Ordinary Share
PFTA
$4.15M
5
JGGC
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
$3.71M

Top Sells

1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$12.7M
4
MTVC
Motive Capital Corp II
MTVC
$10.7M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
$10.3M

Sector Composition

1 Financials 65.05%
2 Consumer Discretionary 7.63%
3 Real Estate 5.82%
4 Industrials 4.54%
5 Technology 4.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HMA
26
DELISTED
Heartland Media Acquisition Corp.
HMA
$1.05M 0.63%
+100,000
New +$1.05M
CDAQU
27
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
$1.04M 0.62%
100,000
– –
LBRDA icon
28
Liberty Broadband Class A
LBRDA
$8.57B
$1.01M 0.6%
12,682
– –
SSYS icon
29
Stratasys
SSYS
$863M
$884K 0.53%
+49,800
New +$884K
TRTL
30
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$830K 0.5%
+80,000
New +$830K
SWSS
31
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
$712K 0.42%
68,850
-80,776
-54% -$835K
PEGR
32
DELISTED
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
$622K 0.37%
+60,000
New +$622K
SKGR
33
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$530K 0.32%
50,000
– –
HMA.U
34
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$528K 0.32%
50,000
– –
NNDM
35
Nano Dimension
NNDM
$296M
$462K 0.28%
160,000
+86,800
+119% +$251K
FRG
36
DELISTED
Franchise Group, Inc.
FRG
$286K 0.17%
+10,000
New +$286K
VATE icon
37
INNOVATE Corp
VATE
$75.5M
$219K 0.13%
125,000
+60,000
+92% +$105K
LBRDK icon
38
Liberty Broadband Class C
LBRDK
$8.6B
$204K 0.12%
2,550
– –
STCN
39
DELISTED
Steel Connect, Inc. Common Stock
STCN
$174K 0.1%
20,730
-172,752
-89% –
LTRPA
40
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$106K 0.06%
162,974
-65,000
-29% -$42.3K
AVPTW
41
DELISTED
AvePoint Inc Warrant
AVPTW
$22.7K 0.01%
25,000
– –
BMTX.WS
42
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
$3.75K ﹤0.01%
25,000
– –
FATH.WS
43
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$325 ﹤0.01%
25,000
– –
PHYT.U
44
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
– –
-100,000
Closed -$1.05M
BLEUU
45
DELISTED
bleuacacia ltd Unit
BLEUU
– –
-400,000
Closed -$4.09M
BFAC.U
46
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
– –
-100,000
Closed -$1.05M
CITEU
47
DELISTED
Cartica Acquisition Corp Unit
CITEU
– –
-100,000
Closed -$1.06M
DMYS
48
DELISTED
dMY Technology Group, Inc. VI
DMYS
– –
-255,000
Closed -$2.61M
TCVA
49
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
– –
-1,242,000
Closed -$12.7M
YTPG
50
DELISTED
TPG Pace Beneficial II Corp.
YTPG
– –
-800,000
Closed -$7.98M
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