We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$127M
Cap. Flow
+$34.3M
Cap. Flow %
8.91%
Top 10 Hldgs %
56.04%
Holding
237
New
54
Increased
16
Reduced
20
Closed
32

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$27.4M
2
PTRAW
Proterra Inc. Warrant
PTRAW
+$18M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.43M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.51M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.36M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
+$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
+$1.73M
4
SPCK
The SPAC and New Issue ETF
SPCK
+$1.43M
5
ATA.U
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 29.53%
2 Healthcare 13.42%
3 Communication Services 1.79%
4 Industrials 1.23%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSXMK
26
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.86M 0.48%
51,640
– –
SHACU
27
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$1.76M 0.46%
175,000
– –
FPAC
28
DELISTED
Far Peak Acquisition Corporation
FPAC
$1.74M 0.45%
175,000
– –
DOO
29
Bombardier Recreational Products
DOO
$4.79B
$1.56M 0.41%
+20,000
New +$1.69M
FSSIU
30
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$1.54M 0.4%
150,000
– –
ENFAU
31
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
$1.54M 0.4%
150,000
– –
TCACU
32
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
$1.53M 0.4%
150,000
– –
FLME.U
33
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
$1.52M 0.4%
150,000
– –
DWIN.U
34
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.52M 0.39%
150,000
– –
LGV.U
35
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
$1.51M 0.39%
150,000
+50,000
+50% +$505K
JCICU
36
DELISTED
Jack Creek Investment Corp. Units
JCICU
$1.51M 0.39%
150,000
– –
FSNB.U
37
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$1.5M 0.39%
+150,000
New +$1.5M
BITE.U
38
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
$1.5M 0.39%
150,000
+100,000
+200% +$997K
LHC.U
39
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$1.49M 0.39%
150,000
– –
EQD
40
DELISTED
Equity Distribution Acquisition Corp.
EQD
$1.48M 0.38%
150,000
– –
BIOTU
41
DELISTED
Biotech Acquisition Company Unit
BIOTU
$1.26M 0.33%
125,000
– –
RCHG
42
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.23M 0.32%
125,000
– –
ENPC
43
DELISTED
Executive Network Partnering Corporation
ENPC
$1.22M 0.32%
125,000
+50,000
+67% +$488K
BCYPU
44
DELISTED
Big Cypress Acquisition Corp. Unit
BCYPU
$1.04M 0.27%
100,000
– –
LMAOU
45
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$1.03M 0.27%
100,000
– –
GIGGU
46
DELISTED
GigCapital4, Inc. Unit
GIGGU
$1.02M 0.27%
100,000
– –
EDTXU
47
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.02M 0.26%
100,000
– –
SDACU
48
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$1.02M 0.26%
100,000
– –
ENNVU
49
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
$1.01M 0.26%
100,000
– –
NLITU
50
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
$1.01M 0.26%
+100,000
New +$1.01M
1
2
3 4 5

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen Investment Management held 237 positions worth $385M, up 49% from $259M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Investment Management deployed $34.3M of net new capital in Q2 2021, opening 54 new positions and adding to 16 existing holdings. Its largest new stake was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 41% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $3.36M trimmed.

  • Cowen Investment Management's largest Q2 2021 buy was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.
  • Cowen Investment Management added most to AstraZeneca in Q2 2021, an estimated $27.4M increase.
  • Cowen Investment Management's biggest Q2 2021 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $3.36M.
  • Cowen Investment Management fully exited Foresight Acquisition Corp. Units in Q2 2021, selling an estimated $2.97M.
  • Cowen Investment Management's ten largest holdings make up 56% of its $385M portfolio in Q2 2021.
  • Cowen Investment Management opened 54 new positions and closed 32 in Q2 2021.
  • Cowen Investment Management's portfolio value rose 49% quarter-over-quarter to $385M.

Based on Cowen Investment Management's 13F filing for Q2 2021, filed 11 Aug 2021.