CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$127M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LSXMK
26
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.86M 0.48%
51,640
– –
SHACU
27
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$1.76M 0.46%
175,000
– –
FPAC
28
DELISTED
Far Peak Acquisition Corporation
FPAC
$1.74M 0.45%
175,000
– –
DOOO icon
29
Bombardier Recreational Products
DOOO
$4.78B
$1.57M 0.41%
+20,000
New +$1.57M
FSSIU
30
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$1.54M 0.4%
150,000
– –
ENFAU
31
DELISTED
890 5th Avenue Partners, Inc. Unit
ENFAU
$1.54M 0.4%
150,000
– –
TCACU
32
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
$1.53M 0.4%
150,000
– –
FLME.U
33
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
$1.52M 0.4%
150,000
– –
DWIN.U
34
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.52M 0.39%
150,000
– –
LGV.U
35
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
$1.51M 0.39%
150,000
+50,000
+50% +$504K
JCICU
36
DELISTED
Jack Creek Investment Corp. Units
JCICU
$1.51M 0.39%
150,000
– –
FSNB.U
37
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$1.5M 0.39%
+150,000
New +$1.5M
BITE.U
38
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
$1.5M 0.39%
150,000
+100,000
+200% +$997K
LHC.U
39
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$1.49M 0.39%
150,000
– –
EQD
40
DELISTED
Equity Distribution Acquisition Corp.
EQD
$1.48M 0.38%
150,000
– –
BIOTU
41
DELISTED
Biotech Acquisition Company Unit
BIOTU
$1.26M 0.33%
125,000
– –
RCHG
42
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.23M 0.32%
125,000
– –
ENPC
43
DELISTED
Executive Network Partnering Corporation
ENPC
$1.22M 0.32%
125,000
+50,000
+67% +$487K
BCYPU
44
DELISTED
Big Cypress Acquisition Corp. Unit
BCYPU
$1.04M 0.27%
100,000
– –
LMAOU
45
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$1.03M 0.27%
100,000
– –
GIGGU
46
DELISTED
GigCapital4, Inc. Unit
GIGGU
$1.02M 0.27%
100,000
– –
EDTXU
47
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.02M 0.26%
100,000
– –
SDACU
48
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$1.02M 0.26%
100,000
– –
ENNVU
49
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
$1.01M 0.26%
100,000
– –
NLITU
50
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
$1.01M 0.26%
+100,000
New +$1.01M
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